Dennis M. Hillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Michael Hillman, who also goes by Dennis Hillman, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2000. Dennis had worked at 4 firms and has passed the Series 63, Series 7, Series 55 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - July 16, 2012
CHIMERA SECURITIES, LLC
November 4, 2009 - January 5, 2010
TAFFERER TRADING, LLC
March 1, 2002 - April 4, 2003
SCHONFELD SECURITIES, LLC
October 1, 2000 - January 14, 2002
UPHOLD SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/1/2002
Limited Representative-Equity Trader ExamSeries 25
Date: 10/17/2000
NYSE Trading Assistant ExaminationCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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