Ronald F. Franco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald F Franco, who also goes by Ronald F. Franco, Ronald Franco, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2000. Ronald had worked at 8 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2007 - June 22, 2018
EMPIRE EXECUTIONS, INC.
August 1, 2006 - July 9, 2007
LIPARI PARTNERS INC.
June 27, 2005 - August 4, 2006
BLUE POINT SECURITIES INC.
June 3, 2004 - June 13, 2005
TAG SECURITIES CORP.
November 5, 2003 - May 28, 2004
TOMASULO, ROBERT, SOLE PROPRIETOR
December 2, 2002 - November 4, 2003
HLA SECURITIES INC
February 12, 2001 - November 27, 2002
TOMEX INC.
October 1, 2000 - February 7, 2001
FARINA & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 10/30/2002
Floor Broker Representative ExamSeries 25
Date: 2/29/2000
NYSE Trading Assistant ExaminationCurrent Firm
EMPIRE EXECUTIONS, INC.
CRD#: 44957 / SEC#: , 8-50913
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COSTA, PETER PATRICK | CEO/CCO/COO/PRESIDENT/TREASURER/ SHAREHOLDER/GENERAL SECURITIES PRINCIPAL | 1299571 |
| FRANCO, RONALD F | VICE PRESIDENT/SHAREHOLDER | 4308229 |
| SCARDINO, RICHARD J. | SECRETARY/SHAREHOLDER | 3236242 |
| SCARRY, MICHAEL THOMAS | VICE PRESIDENT/SHAREHOLDER | 4173312 |
| STAMOVA, ILINA S | CFO/FINOP | 5500851 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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