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Michael Gregory Muti

NATIXIS DISTRIBUTION
Bridgewater, NJ
·CRD# 4308127·25 years experience

Professional Summary

Michael Gregory Muti is a registered financial advisor currently at NATIXIS DISTRIBUTION, LLC located in Bridgewater, New Jersey. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

NATIXIS DISTRIBUTION, LLC·CRD# 34754
BD
25 Muirfield Lane, Bridgewater, NJ 08807
July 7, 2004 - Present
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
February 12, 2001 - June 30, 2004

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Current Firm

ND
NATIXIS DISTRIBUTION, LLC

CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. | TNE INVESTMENT SERVICES, L.P. | NVEST FUNDS DISTRIBUTOR, L.P. | NGAM DISTRIBUTION, L.P. | NEW ENGLAND FUNDS, L.P. | NATIXIS DISTRIBUTORS, L.P. | NATIXIS DISTRIBUTION, LLC | NATIXIS DISTRIBUTION, L.P. | IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P.

CRD#: 34754 / SEC#: 8-46325
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Mailing Address

888 Boylston Street Suite 800, Boston, MA 02199-8197

Phone Number

(617) 449-2828

Established

Delaware since 07/23/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NATIXIS INVESTMENT MANAGERS, LLCSOLE MEMBER—
BESSER, WARREN TAYLOREXECUTIVE VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER5327765
GIUNTA, DAVID LAWRENCEPRESIDENT, CHIEF EXECUTIVE OFFICER2290469
LOUREIRO, ANTHONY DAVIDCHIEF COMPLIANCE OFFICER2087464
ROSH, MARILYN VINTONSENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER4206001
TOBIN, SUSAN MCWHANEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL4649471

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(1/8/2025)
RR
Maryland
(1/8/2025)
RR
New Jersey
(9/13/2007)
RR
New York
(1/12/2017)
RR
Ohio
(1/27/2021)
RR
Pennsylvania
(1/12/2017)
RR
West Virginia
(2/20/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2001About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2017About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Gregory Muti's CRS (Customer Relationship Summary).

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