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BD

Bradford R. Dooley

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CRD#: 4308078
BD
Bradford R Dooley

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradford R Dooley, who also goes by Bradford R. Dooley, was a registered financial professional .

Bradford is a previously registered financial professional and started their career in finance in 2001. Bradford had worked at 21 firms and has passed the Series 99TO, SIE and Series 27 exams.

Aliases

Bradford R. Dooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 12, 2024 - January 23, 2025

TZERO DIGITAL ASSET SECURITIES, LLC

BD
CRD#: 316189
JERSEY CITY, NJ
Past

June 29, 2023 - July 7, 2023

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

June 29, 2023 - December 20, 2024

TZERO MARKETS

BD
CRD#: 304537
JERSEY CITY, NJ
Past

June 29, 2023 - January 23, 2025

TZERO SECURITIES, LLC

BD
CRD#: 123421
JERSEY CITY, NJ
Past

September 18, 2017 - October 23, 2025

ALPHA TRADING L.P.

BD
CRD#: 289434
HERZLIYA PITUACH,
Past

November 6, 2015 - August 30, 2017

XAMBALA CAPITAL, LLC

BD
CRD#: 158871
SUNNYVALE, CA
Past

January 30, 2014 - November 11, 2025

DOUGALL & ASSOCIATES INC.

BD
CRD#: 42324
SAINT JOHN, IN
Past

November 14, 2012 - February 15, 2025

HB SECURITIES, LLC

BD
CRD#: 140356
NEWPORT BEACH, CA
Past

February 21, 2012 - September 10, 2012

XAMBALA CAPITAL, LLC

BD
CRD#: 158871
SUNNYVALE, CA
Past

October 4, 2010 - February 14, 2017

SUPERFUND USA, LLC

BD
CRD#: 147069
CHICAGO, IL
Past

August 24, 2010 - March 7, 2012

ARBOR RESEARCH & TRADING, LLC

BD
CRD#: 21313
LAKE BARRINGTON, IL
Past

June 24, 2009 - August 3, 2026

GAR WOOD SECURITIES, LLC

BD
CRD#: 138033
NAPERVILLE, IL
Past

April 28, 2009 - June 15, 2010

BEREAN CAPITAL INCORPORATED

BD
CRD#: 24915
CHICAGO, IL
Past

May 28, 2007 - February 25, 2010

M1 ENERGY CAPITAL SECURITIES, LLC

BD
CRD#: 127298
CHICAGO, IL
Past

March 21, 2007 - August 2, 2010

DANEVEST LLC

BD
CRD#: 142007
MIDDLETON, WI
Past

January 29, 2004 - October 17, 2006

ADVANCED EQUITIES, INC.

BD
CRD#: 35545
CHICAGO, IL
Past

December 6, 2002 - June 15, 2006

ZEPHYR TRADING LLC

BD
CRD#: 104252
WINNETKA, IL
Past

July 24, 2002 - May 19, 2003

UTC FINANCIAL SERVICES USA, INC.

BD
CRD#: 119529
PORT OF SPAIN,
Past

February 27, 2002 - February 19, 2008

BOSTON CABOT LLC

BD
CRD#: 115861
CHICAGO, IL
Past

November 15, 2001 - November 17, 2008

SUPERFUND ASSET MANAGEMENT INC.

BD
CRD#: 112246
CHICAGO, IL
Past

October 26, 2001 - January 9, 2004

EQUITY FINANCIAL MANAGEMENT SERVICES, INC.

BD
CRD#: 115162
CHICAGO, IL
Past

June 11, 2001 - October 6, 2015

NMS CAPITAL SECURITIES, LLC

BD
CRD#: 107401
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/25/2000
Financial and Operations Principal Examination

Current Firm

TD
TZERO DIGITAL ASSET SECURITIES, LLC
TZERO DIGITAL ASSET SECURITIES, LLC

CRD#: 316189 / SEC#: , 8-70879

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
525 Washington Blvd Suite 300, Jersey City, NJ 07310
Mailing Address
525 Washington Blvd Suite 300, Jersey City, NJ 07310
Phone number
(347) 380-7318
Established
Delaware since 06/02/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TZERO BROKER AND ADVISORY SERVICES LLCMEMBER
KNIGHT, JAMES ATWOOD JRPOO6513288
KONEVSKY, ALAN PWSTRATEGIC ADVISOR5972221
ONISHCHUK, OLGACCO5435460
SAVINO, VANESSA MCLO5167032
TAIONATO CLEMENTE, RENATAFINOP & PFO5875477
VLASTAKIS, ALEXPRESIDENT4141268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TZERO DIGITAL ASSET SECURITIES, LLC

CRD#: 316189

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