JEFFREY J. MARCHIORLATTI

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CRD#: 4307627

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

JEFFREY JONATHAN MARCHIORLATTI, who also goes by Jeffrey J Marchiorlatti, was a registered financial professional .

JEFFREY is a previously registered financial professional and started their career in finance in 2000. JEFFREY had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

Jeff has over two decades of experience as a sales leader and manager in the financial services industry. In his role as Regional Vice President in Southern California, Jeff focuses on helping families change the trajectory of their lives and their wealth. Mercer Advisors seeks to accomplish this with our Family Office Model. A native of Newport Beach, CA, Jeff graduated from UCLA where he was a member of the 1996 NCAA National Championship Men’s Water Polo team. He enjoys watching and coaching his children’s sports, mountain biking and skiing. He resides locally with his wife and three children. Jeff holds the FINRA Series 65 License.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey J Marchiorlatti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2019 - February 26, 2024

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Newport Beach, CA

Past

February 1, 2018 - December 17, 2018

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

February 2, 2016 - January 18, 2018

PREFERRED CAPITAL SECURITIES, LLC

CRD#: 169719

ATLANTA, GA

Past

September 7, 2012 - February 17, 2015

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

February 9, 2007 - August 14, 2012

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

July 20, 2005 - February 8, 2007

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

December 11, 2004 - June 30, 2005

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

October 4, 2001 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

April 27, 2001 - August 24, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 14, 2000 - December 19, 2000

MILLENNIUM SECURITIES CORP.

CRD#: 31695

NEW YORK, NY

Past

December 14, 2000 - April 16, 2001

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2000

General Securities Representative Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

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Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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JEFFREY J. MARCHIORLATTI

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CCO CAPITAL, LLC

PREFERRED CAPITAL SECURITIES, LLC

STRATCAP SECURITIES, LLC

KBS CAPITAL MARKETS GROUP LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

UBS FINANCIAL SERVICES INC.

MILLENNIUM SECURITIES CORP.

CONTINENTAL BROKER-DEALER CORP.

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/20/2019

Series 63

Date: 12/19/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2000

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

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