Nicholas A. Metel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas A Metel was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2001. Nicholas had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2014 - May 8, 2015
MERCAP SECURITIES, LLC
March 20, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
July 16, 2008 - October 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 5, 2007 - April 2, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 27, 2005 - April 12, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 27, 2005 - June 4, 2007
OSAIC FA, INC.
May 26, 2004 - September 20, 2004
BANC ONE SECURITIES CORPORATION
June 4, 2001 - August 6, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 4, 2001 - August 6, 2003
OSAIC FA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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