SM
Scott A. Mccord
INDEPENDENT WEALTH NETWORK
Peoria, IL
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CRD#: 4307530
SM
Professional summary
Scott Allan Mccord is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Peoria, Illinois.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Scott has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TNBC; investment related; Peoria, IL; Fixed Insurance Sales; Life Insurance Agent; 01/01/2010; 4 hour per month; 1 hours per month during trading hours; quote and sell life, LTC, and disability insurance 2)Impact Peoria; not investment related; 6605 N. Parkview Terrace, Peoria, IL 61614; non-profit; Board Member; 03/01/2017; 1 hour per month; 0 during trading hours; board member for a nonprofit volunteer group 3)Canes Baseball Central Illinois; not investment related; 8400 N. Orange Prairie Rd., Peoria, IL 61615-9333; youth baseball; Volunteer Coach; 01/03/2022; 25 hours per month; 0 during trading hours; volunteer helping to coach practices and games 4)Elite Performance Coaching; not investment related; 6605 N. Parkview Terrace, Peoria, IL 61614; performance coach; Mental Game Coaching Professional (MGCP); 05/03/2023; 4 hours per month; 0 during trading hours; helping athletes improve their mental game skill by meeting with them to discuss the nature of their sports performance and inconsistencies in competition 5)Peak Pro Financial; investment related; 7979 E. Tufts Ave. Suite 1050, Denver, CO 80237; Fixed Insurance Sales; Independent Insurance Agent; 10/04/2023; 8 hours per month; 8 during trading hours; quote and sell insurance 6)Anthem Financial; investment related; 6605 N. Parkview Terrace, Peoria, IL 61614; dba advisory business; Owner; 03/03/2020; 200 hours per month; 200 during trading hours; dba advisory business
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allan Mccord's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2020 - Present
INDEPENDENT WEALTH NETWORK, INC.
RIA
CRD#: 286262
Peoria, IL
Past
June 1, 2015 - June 8, 2020
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
Peoria, IL
Past
June 1, 2015 - June 8, 2020
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
Peoria, IL
Past
July 23, 2008 - June 4, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
EAST PEORIA, IL
Past
July 23, 2008 - June 4, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
EAST PEORIA, IL
Past
April 25, 2007 - June 6, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PEORIA, IL
Past
April 2, 2007 - June 6, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PEORIA, IL
Past
March 29, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PEORIA, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/19/2021)
IAR
Florida(9/27/2022)
IAR
Illinois(6/8/2020)
IAR
Texas(6/8/2020)
IAR
Wisconsin(6/8/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
