John W. Davis

COPPER LEAF FINANCIAL

Williston, VT 05495

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CRD#: 4307361

Professional summary

John Wentling Davis, CFP®, who also goes by John W Davis, is a registered financial advisor currently at COPPER LEAF FINANCIAL, LLC located in Williston, Vermont.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Estate Planning

Tax Planning

Business Succession Planning

Comprehensive Financial Planni...

Budgeting

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Estate & Generational Planning...

High Net Worth Client Needs

Retirement Plan Investment Adv...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

John W Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 33 BLAIR PARK LLC, 33 BLAIR PARK RD, STE 201, WILLISTON, VT, 3/2009 AS OWNING MEMBER. NIR - 3 HR/MO - 0/TRADING. PROPERTY MANAGEMENT AND CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wentling Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

January 6, 2017 - Present

COPPER LEAF FINANCIAL, LLC

Office #1: 33 Blair Park Road Suite 203, Williston, VT 05495

RIA

CRD#: 285378

Williston, VT

Past

March 28, 2005 - January 10, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WILLISTON, VT

Past

November 21, 2003 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

WILLISTON, VT

Past

November 17, 2003 - January 10, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WILLISTON, VT

Past

December 21, 2000 - November 14, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

July 23, 2000 - November 13, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COPPER LEAF FINANCIAL, LLC

CRD#: 285378 / SEC#: 801-120617

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Louisiana

Registered Investment Advisory firm - (4/5/2021 Terminated)

Vermont

Registered Investment Advisory firm - (5/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(1/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2000

General Securities Representative Examination

Current Firm

COPPER LEAF FINANCIAL, LLC

CRD#: 285378 / SEC#: 801-120617

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Louisiana

Registered Investment Advisory firm - (4/5/2021 Terminated)

Vermont

Registered Investment Advisory firm - (5/19/2021 Terminated)

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Contact information

Main Address

33 Blair Park Road Suite 203, Williston, VT 05495

Mailing Address

Phone number

(802) 878-2731

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COPPER LEAF FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 189,991,396

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

John W. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Wentling Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

VERAVEST INVESTMENTS, INC.

VERAVEST INVESTMENT ADVISORS, INC.

Primary Firm SEC Registration

COPPER LEAF FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2001

SIE

Date: 1/10/2017

Series 7

Date: 12/20/2000

Current Firm

COPPER LEAF FINANCIAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COPPER LEAF FINANCIAL, LLC

TRUST BUT VERIFY

Contact information

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