William W. Sears
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Warren Sears was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 6 firms and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2013 - December 31, 2016
DELTA SECURITIES COMPANY, LLC
January 23, 2007 - March 23, 2021
CERTIFIED ADVISORY CORP
January 4, 2006 - March 23, 2021
SIGNATURE ESTATE SECURITIES, LLC
September 10, 2003 - August 19, 2005
J.W. COLE FINANCIAL, INC.
June 3, 2003 - August 18, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
January 4, 2001 - May 2, 2003
MEDALLION INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DELTA SECURITIES COMPANY, LLC
CRD#: 130577 / SEC#: , 8-66364
Contact information
Documents
Red Flags
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