Frank M. Natale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank M. Natale, who also goes by Francis Michael Natale, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1999. Frank had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2017 - July 28, 2026
METLIFE INVESTMENTS SECURITIES, LLC
December 22, 2014 - December 31, 2017
FORESIDE FUND SERVICES, LLC
January 10, 2013 - May 1, 2014
MANNING & NAPIER ADVISORS, LLC
December 17, 2012 - May 1, 2014
MANNING & NAPIER INVESTOR SERVICES, INC.
June 16, 2006 - November 4, 2011
FRANKLIN DISTRIBUTORS, LLC
April 26, 2005 - November 4, 2011
BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC
January 7, 2002 - December 2, 2004
AMG DISTRIBUTORS, INC.
January 4, 1999 - December 1, 2004
RORER ASSET MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METLIFE INVESTMENTS SECURITIES, LLC
CRD#: 285684 / SEC#: , 8-69857
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
