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FN

Frank M. Natale

METLIFE INVESTMENTS SECURITIES
Philadelphia, PA 16103
Some features on this profile are disabled
CRD#: 4307149
FN

Professional summary


Frank M. Natale, who also goes by Francis Michael Natale, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Philadelphia, Pennsylvania.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1999. Frank has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Francis Michael Natale

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Frank M. Natale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 21, 2017 - Present

METLIFE INVESTMENTS SECURITIES, LLC

Office #1: 1717 Arch Street Suite 1500, Philadelphia, PA 16103
BD
CRD#: 285684
Philadelphia, PA
Past

December 22, 2014 - December 31, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Philadelphia, PA
Past

January 10, 2013 - May 1, 2014

MANNING & NAPIER ADVISORS, LLC

RIA
CRD#: 105992
FORT WASHINGTON, PA
Past

December 17, 2012 - May 1, 2014

MANNING & NAPIER INVESTOR SERVICES, INC.

BD
CRD#: 26266
BLUE BELL, PA
Past

June 16, 2006 - November 4, 2011

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
PHILADELPHIA, PA
Past

April 26, 2005 - November 4, 2011

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 110783
PHILADELPHIA, PA
Past

January 7, 2002 - December 2, 2004

AMG DISTRIBUTORS, INC.

BD
CRD#: 27314
STAMFORD, CT
Past

January 4, 1999 - December 1, 2004

RORER ASSET MANAGEMENT LLC

RIA
CRD#: 104575
CONSHOHOCKEN, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/10/2018)
RR
Alaska
(1/10/2018)
RR
Arizona
(1/10/2018)
RR
Arkansas
(1/10/2018)
RR
California
(1/10/2018)
RR
Colorado
(1/10/2018)
RR
Connecticut
(1/10/2018)
RR
Delaware
(1/10/2018)
RR
District of Columbia
(1/10/2018)
RR
Florida
(1/10/2018)
RR
Georgia
(1/10/2018)
RR
Hawaii
(1/10/2018)
RR
Idaho
(1/10/2018)
RR
Illinois
(1/10/2018)
RR
Indiana
(1/10/2018)
RR
Iowa
(1/10/2018)
RR
Kansas
(1/10/2018)
RR
Kentucky
(1/10/2018)
RR
Louisiana
(1/10/2018)
RR
Maine
(1/10/2018)
RR
Maryland
(1/10/2018)
RR
Massachusetts
(1/10/2018)
RR
Michigan
(1/10/2018)
RR
Minnesota
(1/10/2018)
RR
Mississippi
(1/10/2018)
RR
Missouri
(1/10/2018)
RR
Montana
(1/10/2018)
RR
Nebraska
(1/10/2018)
RR
Nevada
(1/10/2018)
RR
New Hampshire
(1/10/2018)
RR
New Jersey
(1/10/2018)
RR
New Mexico
(1/10/2018)
RR
New York
(1/10/2018)
RR
North Carolina
(1/10/2018)
RR
North Dakota
(1/10/2018)
RR
Ohio
(1/10/2018)
RR
Oklahoma
(1/10/2018)
RR
Oregon
(1/10/2018)
RR
Pennsylvania
(12/21/2017)
RR
Puerto Rico
(5/9/2019)
RR
Rhode Island
(1/10/2018)
RR
South Carolina
(1/10/2018)
RR
South Dakota
(1/10/2018)
RR
Texas
(1/10/2018)
RR
Utah
(1/10/2018)
RR
Vermont
(1/10/2018)
RR
Virgin Islands
(1/10/2018)
RR
Virginia
(1/10/2018)
RR
Washington
(1/10/2018)
RR
West Virginia
(1/10/2018)
RR
Wisconsin
(1/10/2018)
RR
Wyoming
(1/10/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 12/20/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTMENTS SECURITIES, LLC
METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684 / SEC#: , 8-69857

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
One Metlife Way, Whippany, NJ 07981-1449
Mailing Address
One Metlife Way, Whippany, NJ 07981-1449
Phone number
(973) 355-4000
Established
Delaware since 08/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSOLE MEMBER
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
POLLARO, JOSEPH PATRICKPRESIDENT/CEO1910072
SERAFIN, ROBERT HPRINCIPAL OPERATIONS OFFICER2427123
YICK, MICHAEL JOHNCFO/FINOP & PRINCIPAL FINANCIAL OFFICER4187342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684Philadelphia, PA 16103

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