Gregory S. Rogers

CANNON BEACH FINANCIAL ADVISORS

BROOKLINE, MA 02446

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CRD#: 4307070

Professional summary

Gregory Stewart Rogers, CFP® is a registered financial advisor currently at CANNON BEACH FINANCIAL ADVISORS located in Brookline, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gregory has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Stewart Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 25, 2009 - Present

CANNON BEACH FINANCIAL ADVISORS

Office #1: 1330 Beacon Street Suite 347, Brookline, MA 02446

RIA

CRD#: 140959

BROOKLINE, MA

Past

January 1, 2008 - December 11, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

March 6, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MARLBOROUGH, MA

Past

January 1, 2001 - March 5, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MARLBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANNON BEACH FINANCIAL ADVISORS

CANNON BEACH CONSULTANTS | EVAN NAOMI COMPANY | CHANG MOORE JONES INC. | CANNON BEACH FINANCIAL ADVISORS | CANNON BEACH CONSULTANTS INC

CRD#: 140959 / SEC#: 801-66973

RIA

Registered Investment Advisory firm - (7/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/25/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/2000

General Securities Representative Examination

Current Firm

CANNON BEACH FINANCIAL ADVISORS

CANNON BEACH CONSULTANTS | EVAN NAOMI COMPANY | CHANG MOORE JONES INC. | CANNON BEACH FINANCIAL ADVISORS | CANNON BEACH CONSULTANTS INC

CRD#: 140959 / SEC#: 801-66973

RIA

Registered Investment Advisory firm - (7/12/2006 Approved)

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Contact information

Main Address

2603 Camino Ramon Suite 416, San Ramon, CA 94583

Mailing Address

Phone number

(888) 839-9399

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANNON BEACH FINANCIAL ADVISORS ADV PART 2B (3/31/2025)

CANNON BEACH FINANCIAL ADVISORS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	558
AUM (Assets Under Management)	$ 175,709,819

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory S. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Stewart Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANNON BEACH FINANCIAL ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

CANNON BEACH FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2009

Series 63

Date: 4/19/2002

Series 7

Date: 12/27/2000

Current Firm

CANNON BEACH FINANCIAL ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANNON BEACH FINANCIAL ADVISORS

TRUST BUT VERIFY

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