Brian S. Stutman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Scott Stutman was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2014 - August 22, 2019
CASTLE HILL CAPITAL PARTNERS, INC.
June 5, 2013 - April 3, 2014
FM PARTNERS HOLDINGS LLC
September 17, 2010 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
January 8, 2010 - September 8, 2010
FIRST NEW YORK SECURITIES L.L.C.
December 10, 2008 - January 15, 2010
LIGHTHOUSE FINANCIAL GROUP, LLC
February 29, 2008 - December 18, 2008
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
May 4, 2006 - December 12, 2008
G-2 TRADING,LLC
January 31, 2005 - December 31, 2006
US TRADING LLC
February 6, 2001 - January 2, 2007
CARLIN EQUITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CASTLE HILL CAPITAL PARTNERS, INC.
CRD#: 44131 / SEC#: , 8-50550
Contact information
FINRA licenses (40 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
