Denitra R. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denitra R Reed, who also goes by Denitra R Allen, Denitra Rachelle Allen, Denitra Reed Allen, Denitra Rachelle Reed, was a registered financial professional .
Denitra is a previously registered financial professional and started their career in finance in 2001. Denitra had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2022 - September 27, 2024
FROST INVESTMENT SERVICES
July 15, 2019 - December 31, 2021
FROST INVESTMENT SERVICES
July 1, 2019 - September 27, 2024
FROST BROKERAGE SERVICES, INC.
October 1, 2012 - July 3, 2019
J.P. MORGAN SECURITIES LLC
August 25, 2004 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 4, 2003 - January 22, 2004
STATE FARM VP MANAGEMENT CORP.
March 29, 2001 - November 11, 2002
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
