Kevin Slattery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Slattery, who also goes by Kevin Patrick Slattery, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2001. Kevin had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2019 - November 22, 2019
ARCHER DISTRIBUTORS, LLC
August 23, 2017 - August 17, 2018
FORESIDE FUND SERVICES, LLC
June 6, 2016 - August 21, 2017
CATALYST CAPITAL ADVISORS LLC
December 14, 2015 - August 2, 2017
ALT FUND DISTRIBUTORS LLC
June 12, 2013 - August 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
June 6, 2013 - August 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
June 19, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
June 19, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION
March 12, 2009 - June 25, 2010
OSAIC FS, INC.
March 3, 2009 - June 25, 2010
OSAIC FS, INC.
October 16, 2006 - April 9, 2007
QUEST CAPITAL STRATEGIES, INC.
October 10, 2006 - April 9, 2007
QUEST CAPITAL STRATEGIES, INC.
July 6, 2004 - November 8, 2004
INVESTORS CAPITAL CORP.
July 6, 2004 - November 8, 2004
INVESTORS CAPITAL CORP.
June 9, 2003 - October 1, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 7, 2003 - October 1, 2003
IDS LIFE INSURANCE COMPANY
May 7, 2003 - October 1, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 18, 2002 - April 22, 2003
PRUCO SECURITIES, LLC.
February 27, 2001 - May 23, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARCHER DISTRIBUTORS, LLC
CRD#: 158961 / SEC#: , 8-68951
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
