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Kevin Slattery

CRD# 4306720·Registered 2001 - 2019
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Slattery, who also goes by Kevin Patrick Slattery, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 2001 - 2019. Kevin had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kevin Patrick Slattery

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

ARCHER DISTRIBUTORS, LLC·CRD# 158961
BD
Laurel, MD
January 14, 2019 - November 22, 2019
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
New York, NY
August 23, 2017 - August 17, 2018
CATALYST CAPITAL ADVISORS LLC·CRD# 139895
RIA
Huntington, NY
June 6, 2016 - August 21, 2017
ALT FUND DISTRIBUTORS LLC·CRD# 146547
BD
New York, NY
December 14, 2015 - August 2, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Westport, CT
June 12, 2013 - August 7, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Westport, CT
June 6, 2013 - August 7, 2014
OGILVIE SECURITY ADVISORS CORPORATION·CRD# 10105
RIA
Chicago, IL
June 19, 2012 - October 24, 2012
OGILVIE SECURITY ADVISORS CORPORATION·CRD# 10105
BD
Chicago, IL
June 19, 2012 - October 24, 2012
OSAIC FS, INC.·CRD# 3870
RIA
Simsbury, CT
March 12, 2009 - June 25, 2010
OSAIC FS, INC.·CRD# 3870
BD
Simsbury, CT
March 3, 2009 - June 25, 2010
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
October 16, 2006 - April 9, 2007
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
RIA
Bedford, NH
October 10, 2006 - April 9, 2007
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Amherst, NH
July 6, 2004 - November 8, 2004
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
July 6, 2004 - November 8, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Portsmouth, NH
June 9, 2003 - October 1, 2003
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
May 7, 2003 - October 1, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
May 7, 2003 - October 1, 2003
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
October 18, 2002 - April 22, 2003
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
February 27, 2001 - May 23, 2001

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Current Firm

AD
ARCHER DISTRIBUTORS, LLC

ARCHER DISTRIBUTORS, LLC

CRD#: 158961 / SEC#: 8-68951
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Mailing Address

6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707

Phone Number

(301) 260-1001 EXT 650

Established

Delaware since 08/02/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARROW INVESTMENT ADVISORS, LLCDIRECT OWNER—
DORFMAN, ESTEE CARLAFINOP2696529
NIELSEN, MICHAEL JAMESPRESIDENT & CHIEF COMPLIANCE OFFICER5099512

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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