Michael R. Collie
COLLIE FINANCIAL PLANNING
BLACK MOUNTAIN, NC 28711
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CRD#: 4306671
Professional summary
Michael Reid Collie, AIF®, CFP® is a registered financial advisor currently at COLLIE FINANCIAL PLANNING, INC. located in Black Mountain, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Biography
For more information please visit www.colliefp.com or give us a call.
Question & Answer
What are your service offerings?
Retirement Income Management
Comprehensive Financial Planni...
Socially Responsible Investing
Education Planning
Retirement Planning
Investment Planning
Life Transitions
Do you have an area of expertise or specialization?
Business Owners
Charitable Giving
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Reid Collie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 22, 2015 - Present
COLLIE FINANCIAL PLANNING, INC.
Office #1: 101 Midland Ave, Black Mountain, NC 28711RIA
CRD#: 134884
BLACK MOUNTAIN, NC
Past
May 11, 2004 - August 3, 2005
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ASHEVILLE, NC
Past
May 11, 2004 - August 3, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 14, 2001 - May 7, 2004
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
WAYNESVILLE, NC
Past
December 5, 2000 - May 7, 2004
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
COLLIE FINANCIAL PLANNING, INC.
COLLIE FINANCIAL PLANNING, INC. | PARADIGM FINANCIAL PLANNING, INC.
CRD#: 134884 / SEC#: 801-123192
RIA
Registered Investment Advisory firm - (2/8/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/28/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)Texas
Registered Investment Advisory firm - (2/24/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/22/2015)
IAR
Texas(1/31/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
COLLIE FINANCIAL PLANNING, INC.
COLLIE FINANCIAL PLANNING, INC. | PARADIGM FINANCIAL PLANNING, INC.
CRD#: 134884 / SEC#: 801-123192
RIA
Registered Investment Advisory firm - (2/8/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/28/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)Texas
Registered Investment Advisory firm - (2/24/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Midland Ave, Black Mountain, NC 28711
Mailing Address
Po Box 117, Black Mountain, NC 28711
Phone number
(828) 654-8830
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 725 |
| AUM (Assets Under Management) | $ 145,304,968 |
Red Flags
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Company Information
COLLIE FINANCIAL PLANNING, INC.
CRD#: 134884Black Mountain, NC 28711TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
