Homero J. Radway

NEXT WORLD ASSETS LLC

Amsterdam,

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CRD#: 4306149

Professional summary

Homero Jason-forbes Radway is a registered financial advisor currently at NEXT WORLD ASSETS LLC .

Homero is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Homero has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Homero Jason-forbes Radway's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

NEXT WORLD ASSETS LLC

RIA

CRD#: 328070

Amsterdam,

Past

October 15, 2021 - August 31, 2022

STONECREST CAPITAL MARKETS, INC.

CRD#: 39616

AUSTIN, TX

Past

November 28, 2017 - June 26, 2019

NEIGHBORLY SECURITIES

CRD#: 17686

New York City, NY

Past

November 4, 2014 - November 2, 2017

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

July 21, 2010 - March 13, 2013

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 27, 2007 - June 30, 2010

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Past

July 14, 2003 - October 25, 2007

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 22, 2002 - August 26, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 7, 2001 - March 29, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/3/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/6/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2018

General Securities Principal Examination

Current Firm

NEXT WORLD ASSETS LLC

NEXT WORLD ASSETS LLC | NEXT WORLD ASSETS, LLC

CRD#: 328070 / SEC#:

North Carolina

Registered Investment Advisory firm - (10/9/2024 Approved)

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Contact information

Main Address

Durham, NC

Mailing Address

2530 Meridian Parkway Suite 300, Durham, NC 27713

Phone number

(919) 699-1964

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Homero J. Radway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Homero Jason-forbes Radway's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONECREST CAPITAL MARKETS, INC.

NEIGHBORLY SECURITIES

MORGAN STANLEY & CO. LLC

J.P. MORGAN SECURITIES LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/14/2024

Series 63

Date: 10/27/2003

Series 7TO

Date: 10/11/2021

SIE

Date: 10/1/2018

Series 3

Date: 10/3/2003

Series 7

Date: 2/6/2001

Series 24

Date: 9/27/2018

Current Firm

NEXT WORLD ASSETS LLC

Contact information

Documents

Red Flags

Company Information

NEXT WORLD ASSETS LLC

TRUST BUT VERIFY

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