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Peter Currie

T. ROWE PRICE ASSOCIATES
Safety Harbor, FL
Some features on this profile are disabled
CRD#: 4305893
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Professional summary

Peter Currie, who also goes by Peter George Currie, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in Safety Harbor, Florida and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Safety Harbor, Florida.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Peter has worked at 15 firms and has passed the Series 66, Series 63, Series 65, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peter George Currie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Currie's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2021 - Present

T. ROWE PRICE ASSOCIATES, INC.

RIA
CRD#: 105496
Safety Harbor, FL
Current

November 16, 2021 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
Safety Harbor, FL
Past

February 3, 2021 - September 9, 2021

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

February 3, 2021 - September 9, 2021

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

August 23, 2019 - September 9, 2021

OSAIC SERVICES, INC.

RIA
CRD#: 133763
ST. PETERSBURG, FL
Past

August 14, 2019 - September 9, 2021

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

August 14, 2019 - September 9, 2021

OSAIC SERVICES, INC.

BD
CRD#: 133763
ST. PETERSBURG, FL
Past

August 14, 2019 - September 9, 2021

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 14, 2019 - September 9, 2021

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 10, 2017 - August 9, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
ST PETERSBURG, FL
Past

March 9, 2017 - August 9, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST PETERSBURG, FL
Past

January 18, 2017 - August 13, 2019

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

October 17, 2014 - September 28, 2015

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
INDIANAPOLIS, IN
Past

October 17, 2014 - September 28, 2015

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
INDIANAPOLIS, IN
Past

January 12, 2012 - December 21, 2013

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
INDIANAPOLIS, IN
Past

February 17, 2009 - December 21, 2013

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

March 6, 2006 - February 18, 2009

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
COLUMBUS, OH
Past

June 3, 2004 - February 2, 2009

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

December 6, 2000 - October 17, 2001

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA
Registered Investment Advisory firm - (3/29/1947 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(11/16/2021)
IAR
Florida
(7/17/2023)
RR
Maryland
(11/16/2021)
IAR
Maryland
(11/17/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/11/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/27/2000
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/6/2000
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/21/2013
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/3/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/16/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496 / SEC#: 801-856

RIA
Registered Investment Advisory firm - (3/29/1947 Approved)
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Contact information

Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

T. ROWE PRICE ASSOCIATES, INC. (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,924
AUM (Assets Under Management)$ 1,934,233,243,730

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/28/2025
Cover Page
Report
01/27/2025
Cover Page
Report
10/27/2023
Cover Page
Report
01/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

T. ROWE PRICE ASSOCIATES, INC.

CRD#: 105496Safety Harbor, FL

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