Peter Currie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Currie, who also goes by Peter George Currie, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 15 firms and has passed the Series 66, Series 63, Series 65, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2021 - March 3, 2026
T. ROWE PRICE ASSOCIATES, INC.
November 16, 2021 - March 3, 2026
T. ROWE PRICE INVESTMENT SERVICES, INC.
February 3, 2021 - September 9, 2021
TRIAD ADVISORS LLC
February 3, 2021 - September 9, 2021
SECURITIES AMERICA, INC.
August 23, 2019 - September 9, 2021
OSAIC SERVICES, INC.
August 14, 2019 - September 9, 2021
WOODBURY FINANCIAL SERVICES, INC.
August 14, 2019 - September 9, 2021
OSAIC SERVICES, INC.
August 14, 2019 - September 9, 2021
OSAIC WEALTH, INC.
August 14, 2019 - September 9, 2021
FSC SECURITIES CORPORATION
March 10, 2017 - August 9, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 9, 2017 - August 9, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 18, 2017 - August 13, 2019
TRANSAMERICA CAPITAL, LLC
October 17, 2014 - September 28, 2015
CHARLES SCHWAB & CO., INC.
October 17, 2014 - September 28, 2015
CHARLES SCHWAB & CO., INC.
January 12, 2012 - December 21, 2013
ONEAMERICA SECURITIES, INC.
February 17, 2009 - December 21, 2013
ONEAMERICA SECURITIES, INC.
March 6, 2006 - February 18, 2009
NATIONWIDE SECURITIES, LLC
June 3, 2004 - February 2, 2009
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 6, 2000 - October 17, 2001
LPL FINANCIAL LLC
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
