Scott M. Mutryn
Professional summary
Scott M Mutryn, who also goes by Scott Michael Mutryn, Scott Mutryn, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Boston, Massachusetts and SANFORD C. BERNSTEIN & CO., LLC located in Boston, Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott M Mutryn's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 53 State Street, Boston, MA 02109April 5, 2022 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 53 State Street Suite 3801, Boston, MA 02109August 27, 2020 - April 13, 2022
MORGAN STANLEY
February 7, 2020 - April 13, 2022
MORGAN STANLEY
January 20, 2015 - February 5, 2020
STEPHENS
January 8, 2008 - February 11, 2015
MKM PARTNERS LLC
December 22, 2000 - December 21, 2007
KEYBANC CAPITAL MARKETS INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2023)
(4/5/2022)
(4/5/2022)
(4/5/2022)
(10/14/2022)
(2/7/2024)
(4/5/2022)
(6/1/2022)
(8/31/2022)
(4/5/2022)
(4/5/2022)
(4/6/2022)
(2/23/2023)
(11/21/2023)
(4/5/2022)
(10/9/2023)
(2/28/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/8/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ALLIANCEBERNSTEIN L.P.
CRD#: 108477Boston, MA 02109TRUST BUT VERIFY
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