Alexis C. Graham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexis Christian Graham was a registered financial professional .
Alexis is a previously registered financial professional and started their career in finance in 2001. Alexis had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2020 - March 24, 2023
OLD CITY SECURITIES LLC
December 3, 2019 - December 9, 2019
OMEGA POINT SECURITIES LLC
November 23, 2018 - May 3, 2019
FIRST DOMINION CAPITAL CORP.
May 4, 2017 - May 23, 2018
OMEGA POINT SECURITIES LLC
May 27, 2009 - October 22, 2015
ARCADIA SECURITIES, LLC
March 17, 2008 - April 24, 2009
SARATOGA CAPITAL MARKETS
September 25, 2006 - February 13, 2008
VANTHEDGEPOINT SECURITIES, LLC
June 7, 2001 - May 31, 2005
HEDGEWORLD MARKETS USA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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