Maria Zervas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Zervas, who also goes by Maria Batista, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2000. Maria had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - December 9, 2014
NEAR EARTH, LLC
October 14, 2009 - December 7, 2010
JOHN CARRIS INVESTMENTS LLC
September 16, 2008 - October 13, 2009
TRADEDESK FINANCIAL CORP.
April 15, 2005 - March 23, 2007
GUNNALLEN FINANCIAL, INC
November 15, 2004 - March 10, 2005
KEVIN DANN & PARTNERS, LLC
October 6, 2004 - December 1, 2004
WHITAKER SECURITIES LLC
March 19, 2004 - August 6, 2004
BEECH HILL SECURITIES, INC.
November 13, 2002 - October 29, 2003
AVALON RESEARCH GROUP, INC.
December 19, 2000 - November 11, 2002
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/31/2001
Limited Representative-Equity Trader ExamCurrent Firm
NEAR EARTH, LLC
CRD#: 126041 / SEC#: , 8-65846
Contact information
FINRA licenses (12 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
