Todd N. Armstrong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Norman Armstrong was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2001. Todd had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2019 - December 31, 2019
CRESCENT SECURITIES GROUP, INC.
May 4, 2017 - February 16, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
May 9, 2016 - May 1, 2017
INTERNATIONAL ASSETS ADVISORY, LLC
February 6, 2015 - April 15, 2016
MDS SECURITIES, LLC
October 29, 2013 - February 3, 2015
MOLONEY SECURITIES CO., INC.
August 30, 2013 - October 17, 2013
CION SECURITIES, LLC
December 8, 2008 - August 6, 2013
IMS SECURITIES, INC.
June 13, 2002 - December 4, 2008
BRYAN FUNDING, INC.
February 16, 2001 - March 12, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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