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Todd Norman Armstrong

CRD# 4305630·Registered 2001 - 2019
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Norman Armstrong was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 2001 - 2019. Todd had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

CRESCENT SECURITIES GROUP, INC.Past·CRD# 114993
BD
Plano, TX
March 22, 2019 - December 31, 2019
INTERNATIONAL ASSETS ADVISORY, LLCPast·CRD# 10645
BD
Orlando, FL
May 4, 2017 - February 16, 2018
INTERNATIONAL ASSETS ADVISORY, LLCPast·CRD# 10645
BD
Orlando, FL
May 9, 2016 - May 1, 2017
MDS SECURITIES, LLCPast·CRD# 159555
BD
Kittanning, PA
February 6, 2015 - April 15, 2016
MOLONEY SECURITIES CO., INC.Past·CRD# 38535
BD
Manchester, MO
October 29, 2013 - February 3, 2015
CION SECURITIES, LLCPast·CRD# 15487
BD
New York, NY
August 30, 2013 - October 17, 2013
IMS SECURITIES, INC.Past·CRD# 35567
BD
Houston, TX
December 8, 2008 - August 6, 2013
BRYAN FUNDING, INC.Past·CRD# 11899
BD
Canonsburg, PA
June 13, 2002 - December 4, 2008
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
February 16, 2001 - March 12, 2002

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Current Firm

CS
CRESCENT SECURITIES GROUP, INC.

CRESCENT SECURITIES GROUP, INC.

CRD#: 114993 / SEC#: 8-53457
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Mailing Address

4975 Preston Park Blvd. Suite 820, Plano, TX 75093

Phone Number

(972) 490-0150

Established

Texas since 04/10/2001

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
D2 EQUITY HOLDINGS, INC.SHAREHOLDER—
DUREN, TRAVIS NICKDIRECTOR/PRESIDENT/SECRETARY/CCO1589445
STERLING, DONALD WILLIAMFINOP—
TRAVIS, RUSSELL WARRENVICE PRESIDENT2759751

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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