Joshua B. Gladtke
Professional summary
Joshua Brian Gladtke was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joshua is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Joshua had worked at 3 firms, which includes MCBARRON CAPITAL LLC, ARJENT LTD., S.W. BACH & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2008 - August 3, 2015
MCBARRON CAPITAL LLC
July 30, 2007 - February 6, 2008
ARJENT LTD.
February 2, 2006 - October 6, 2006
ARJENT LTD.
October 7, 2005 - May 22, 2007
MCBARRON CAPITAL LLC
December 7, 2004 - February 24, 2005
S.W. BACH & COMPANY
December 6, 2000 - July 14, 2004
S.W. BACH & COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
MCBARRON CAPITAL LLC
CRD#: 131431 / SEC#: , 8-66460
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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