WR
William A. Riedel
DRAWBRIDGE CAPITAL
Tulsa, OK 74136
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CRD#: 4305001
WR
Professional summary
William Andrew Riedel, who also goes by William Riedel, is a registered financial advisor currently at DRAWBRIDGE CAPITAL located in Tulsa, Oklahoma and LPL FINANCIAL LLC located in Tulsa, Oklahoma.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Riedel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/6/2020 - REGENT FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS).
2. 12/9/2020 - Drawbridge Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/07/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Drawbridge Capital, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view William Andrew Riedel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2020 - Present
DRAWBRIDGE CAPITAL
Office #1: 7134 S.yale Ave Ste 700, Tulsa, OK 74136RIA
CRD#: 128636
Tulsa, OK
Current
October 1, 2020 - Present
LPL FINANCIAL LLC
Office #1: 14501 E 21st St, Tulsa, OK 74134Office #2: 14501 E 21st St, Tulsa, OK 74134Office #3: 3720 E. 31st, Tulsa, OK 74135Office #4: 7134 S. Yale Ave, Ste 700, Tulsa, OK 74136RIA
BD
CRD#: 6413
Tulsa, OK
Past
December 6, 2001 - April 19, 2004
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
STERLING HEIGHTS, MI
Past
November 1, 2001 - April 19, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
November 22, 2000 - August 24, 2001
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL
CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - (4/22/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)California
Registered Investment Advisory firm - (6/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/23/2024)
IAR
Arkansas(9/8/2025)
RR
California(4/26/2024)
RR
Colorado(12/7/2023)
RR
Florida(4/26/2024)
RR
Georgia(9/3/2025)
RR
Illinois(4/26/2024)
RR
Kansas(4/23/2024)
RR
Louisiana(4/26/2024)
RR
Michigan(4/26/2024)
RR
Missouri(5/8/2025)
RR
Nevada(4/26/2024)
RR
New Mexico(5/13/2025)
RR
North Dakota(4/2/2025)
RR
Oklahoma(11/25/2020)
IAR
Oklahoma(12/3/2020)
RR
South Carolina(4/26/2024)
RR
Texas(4/23/2024)
IAR
Texas(5/9/2024)
RR
Virginia(7/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/1/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL
CRD#: 128636 / SEC#: 801-115050
RIA
Registered Investment Advisory firm - (4/22/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)California
Registered Investment Advisory firm - (6/24/2019 Terminated)Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7134 S.yale Ave Ste 700, Tulsa, OK 74136
Mailing Address
Phone number
(918) 493-4190
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 951 |
| AUM (Assets Under Management) | $ 189,926,889 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DRAWBRIDGE CAPITAL
CRD#: 128636Tulsa, OK 74136TRUST BUT VERIFY
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