Guy R. Collins

ALDEN INVESTMENT GROUP

Rockwall, TX

Some features on this profile are disabled

CRD#: 4303751

Professional summary

Guy Roger Collins, CFP®, who also goes by Guy Roger Collins Jr, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Rockwall, Texas and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Guy has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.

Aliases

Guy Roger Collins Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Roger Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

July 14, 2026 - Present

ALDEN INVESTMENT GROUP

RIA

CRD#: 317077

Rockwall, TX

Current

July 14, 2026 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

WAYNE, PA

Past

August 23, 2024 - March 6, 2026

OSAIC WEALTH, INC.

CRD#: 23131

Charlotte, NC

Past

April 8, 2022 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Charlotte, NC

Past

June 3, 2014 - March 31, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

January 3, 2012 - June 3, 2014

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Past

January 29, 2008 - December 14, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ATLANTA, GA

Past

November 13, 2006 - November 29, 2007

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

LAKE MARY, FL

Past

November 13, 2006 - November 29, 2007

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

September 1, 2005 - June 6, 2006

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

September 1, 2005 - June 20, 2006

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 1, 2005 - June 20, 2006

NEW ENGLAND SECURITIES

CRD#: 615

DALLAS, TX

Past

September 1, 2005 - October 13, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

DALLAS, TX

Past

September 1, 2005 - October 13, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

DALLAS, TX

Past

August 23, 2004 - June 20, 2006

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

November 21, 2000 - August 11, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/14/2026)

Arkansas
(7/14/2026)

Colorado
(7/14/2026)

Idaho
(7/14/2026)

Illinois
(7/14/2026)

Indiana
(7/14/2026)

Iowa
(7/14/2026)

Kansas
(7/14/2026)

Kentucky
(7/14/2026)

Louisiana
(7/14/2026)

Michigan
(7/14/2026)

Minnesota
(7/14/2026)

Missouri
(7/14/2026)

Montana
(7/14/2026)

New Mexico
(7/14/2026)

North Dakota
(7/14/2026)

Ohio
(7/15/2026)

Oklahoma
(7/14/2026)

South Dakota
(7/14/2026)

Texas
(7/14/2026)

IAR

Texas
(7/14/2026)

Utah
(7/14/2026)

Wisconsin
(7/14/2026)

Wyoming
(7/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/25/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/21/2009

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Guy R. Collins

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Roger Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

KESTRA INVESTMENT SERVICES, LLC

M HOLDINGS SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

WALNUT STREET SECURITIES, INC.

NEW ENGLAND SECURITIES

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

TOWER SQUARE SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2000

Series 26

Date: 5/21/2009

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

Similar Advisors