Jocelyn D. Sherman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jocelyn Deann Sherman, CFP®, who also goes by Jocelyn Deann Sherman, was a registered financial professional .
Jocelyn is a previously registered financial professional and started their career in finance in 2001. Jocelyn had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2014 - January 13, 2017
GUIDESTONE FINANCIAL SERVICES
November 19, 2010 - December 31, 2011
CLARK INVESTMENT STRATEGIES, INC.
March 12, 2004 - November 19, 2012
CLARK SECURITIES, INC.
November 27, 2002 - October 15, 2003
QUICK & REILLY, INC.
February 22, 2001 - October 29, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUIDESTONE FINANCIAL SERVICES
CRD#: 148249 / SEC#: , 8-67995
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTION | MEMBER | |
| BAILEY, CHAD MICHAEL | PRESIDENT | 5567481 |
| COOK, ROBERT SCOTT | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 5587943 |
| HALPIN, JEREMY LOWELL | FINOP/CFO/TREASURER | 6560503 |
| HAMES, DEANA FOLMAR | DIRECTOR | 7444625 |
| KELLY, CHRISTOPHER LEE | DIRECTOR | 7178167 |
| TUCKER, JASON | DIRECTOR | 8141526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
