Joseph P. Conlan

JOHNSON BRUNETTI

WETHERSFIELD, CT 06109

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CRD#: 4303360

Professional summary

Joseph Patrick Conlan is a registered financial advisor currently at JOHNSON BRUNETTI located in Wethersfield, Connecticut.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 8 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 55 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Conlan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2026 - Present

JOHNSON BRUNETTI

Office #1: 100 Great Meadow Road Suite 502, Wethersfield, CT 06109

RIA

CRD#: 171168

WETHERSFIELD, CT

Past

January 15, 2024 - April 10, 2026

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

January 11, 2024 - April 10, 2026

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

West Hartford, CT

Past

August 8, 2018 - February 15, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BOSTON, MA

Past

October 27, 2016 - February 15, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

BOSTON, MA

Past

May 5, 2011 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

BOSTON, MA

Past

August 26, 2010 - December 22, 2010

MADISON PROPRIETARY TRADING GROUP, LLC

CRD#: 139818

NEW YORK, NY

Past

January 17, 2006 - December 18, 2007

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

January 12, 2001 - January 22, 2008

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/7/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 9/9/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/23/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/10/2001

General Securities Representative Examination

Current Firm

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 502, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 372-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - JB CAPITAL_FEB 26 2026 (2/25/2026)

Regulatory assets under management

Total Number of Accounts	14,540
AUM (Assets Under Management)	$ 2,784,487,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph P. Conlan

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Conlan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

REALTY CAPITAL SECURITIES, LLC

MADISON PROPRIETARY TRADING GROUP, LLC

SUSQUEHANNA FINANCIAL GROUP, LLLP

SAL EQUITY TRADING, GP

Primary Firm SEC Registration

JOHNSON BRUNETTI

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2018

Series 63

Date: 5/19/2011

Series 3

Date: 9/9/2022

SIE

Date: 10/1/2018

Series 55

Date: 3/23/2001

Series 7

Date: 1/10/2001

Current Firm

JOHNSON BRUNETTI

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON BRUNETTI

TRUST BUT VERIFY

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