Amanda C. Toia

CENTER FOR FINANCIAL PLANNING

Southfield, MI 48033-7470

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CRD#: 4303226

Professional summary

Amanda Colleen Toia, who also goes by Amanda C Toia, is a registered financial advisor currently at CENTER FOR FINANCIAL PLANNING INC located in Southfield, Michigan and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Southfield, Michigan.

Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Amanda has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amanda C Toia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Name of Business: Center for Financial Planning, Inc. Address: 24800 Denso Drive, Southfield, MI, 48033-7470, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/29/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Compliance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amanda Colleen Toia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2012 - Present

CENTER FOR FINANCIAL PLANNING INC

Office #1: 24800 Denso Drive Suite 300, Southfield, MI 48033-7470

RIA

CRD#: 109599

Southfield, MI

Current

November 29, 2010 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 24800 Denso Drive Suite 300, Southfield, MI 48033

CRD#: 6694

Southfield, MI

Past

December 3, 2010 - June 26, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SOUTHFIELD, MI

Past

April 9, 2010 - April 28, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUBURN HILLS, MI

Past

February 25, 2010 - April 28, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUBURN HILLS, MI

Past

May 16, 2008 - September 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, MI

Past

September 27, 2006 - May 21, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

DETROIT, MI

Past

July 1, 2006 - May 21, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DETROIT, MI

Past

March 23, 2005 - September 27, 2006

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

BLOOMFIELD HILLS, MI

Past

March 1, 2001 - July 1, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

BLOOMFIELD HILLS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTER FOR FINANCIAL PLANNING INC

CRD#: 109599 / SEC#: 801-65076

RIA

Registered Investment Advisory firm - (1/4/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Michigan
(11/29/2010)

IAR

Michigan
(3/14/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/21/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CENTER FOR FINANCIAL PLANNING INC

CRD#: 109599 / SEC#: 801-65076

RIA

Registered Investment Advisory firm - (1/4/2006 Approved)

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Contact information

Main Address

24800 Denso Drive Suite 300, Southfield, MI 48033-7470

Mailing Address

Phone number

(248) 948-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTER ADV (3/18/2025)

Regulatory assets under management

Total Number of Accounts	4,116
AUM (Assets Under Management)	$ 1,711,817,929

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amanda C. Toia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amanda Colleen Toia's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

CENTER FOR FINANCIAL PLANNING INC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/21/2005

Series 63

Date: 4/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/28/2001

Series 24

Date: 12/2/2019

FINRA

Current Firm

CENTER FOR FINANCIAL PLANNING INC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTER FOR FINANCIAL PLANNING INC

TRUST BUT VERIFY

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