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Stacy Lee Coffey

Stacy L. Coffey

Some features on this profile are disabled
CRD#: 4303167
Stacy Lee Coffey

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stacy Lee Coffey, CFP® was a registered financial professional .

Stacy is a previously registered financial professional and started their career in finance in 2001. Stacy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

Stacy is a seasoned professional with over two decades in the financial services industry. Most recently she was a financial services consultant for start- ups and prior to that she spent many of her years in leadership roles within Charles Schwab. There she dedicated her time helping high net worth clients pursue their wealth planning goals. Making the move from Phoenix to Schwab’s corporate headquarters in San Francisco in 2012, she served as an Executive Financial Consultant partnering directly with senior executives, board members and confidential clientele on personal finance, client experience and comprehensive financial planning initiatives. Then, as Senior Managing Director in Retail Strategy, she helped to develop and implement retail financial planning products and strategies across Schwab’s extensive client base. Stacy has a successful track record working with C-Suite Professionals, Boards of Directors, high-net worth clients and cross-organizational partners. She holds a deep reservoir of wealth management knowledge and experience working with diverse clients across the globe. Stacy joined Wealth Enhancement Group in 2021, and is excited to create engaging, scalable product offers to increase client satisfaction and growth. Outside of the office Stacy lives with her partner of 17 years, and their dog and cat. She loves theater and travel, as well as hiking and visiting wine country. Stacy resides in San Francisco, CA.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Past

February 11, 2021 - September 7, 2023

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
San Francisco, CA
Past

February 5, 2021 - September 7, 2023

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

January 29, 2021 - October 19, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN FRANCISCO, CA
Past

October 18, 2012 - November 27, 2019

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Francisco, CA
Past

January 3, 2012 - October 18, 2012

SCHWAB WEALTH ADVISORY, INC.

RIA
CRD#: 159035
PHOENIX, AZ
Past

August 17, 2006 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Francisco, CA
Past

February 16, 2001 - November 27, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/12/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/1/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/12/2008
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 3/3/2008
General Securities Sales Supervisor - Options Module Examination

Current Firm

WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA
Registered Investment Advisory firm - (12/21/2001 Approved)
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Contact information

Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
1,230

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (11/13/2025)
WEAS ADV PART 2A (11/13/2025)

Regulatory assets under management

Total Number of Accounts186,400
AUM (Assets Under Management)$ 94,632,028,506

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/20/2024
Cover Page
Report
03/05/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Senior Vice President, Wealth StrategiesCRD#: 116407

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