Stacy L. Coffey
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CRD#: 4303167
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Lee Coffey, CFP® was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 2001. Stacy had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
Stacy is a seasoned professional with over two decades in the financial services industry. Most recently she was a financial services consultant for start- ups and prior to that she spent many of her years in leadership roles within Charles Schwab. There she dedicated her time helping high net worth clients pursue their wealth planning goals. Making the move from Phoenix to Schwab’s corporate headquarters in San Francisco in 2012, she served as an Executive Financial Consultant partnering directly with senior executives, board members and confidential clientele on personal finance, client experience and comprehensive financial planning initiatives. Then, as Senior Managing Director in Retail Strategy, she helped to develop and implement retail financial planning products and strategies across Schwab’s extensive client base. Stacy has a successful track record working with C-Suite Professionals, Boards of Directors, high-net worth clients and cross-organizational partners. She holds a deep reservoir of wealth management knowledge and experience working with diverse clients across the globe. Stacy joined Wealth Enhancement Group in 2021, and is excited to create engaging, scalable product offers to increase client satisfaction and growth. Outside of the office Stacy lives with her partner of 17 years, and their dog and cat. She loves theater and travel, as well as hiking and visiting wine country. Stacy resides in San Francisco, CA.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/29/2021 - WEALTH ENHANCEMENT GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/3/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/19/2021 - 160 Hours Per Month/10 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 3/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/6/2021 - mlt.org - Not Investment Related - Home Based - Outside/W-2 Employment - Teacher - Start Date: 5/21/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Providing executive coaching to a group of students. 4. 04/06/2022 - American Benefits Planning Group, LLC - Investment Related - Non-Variable Insurance - Start Date: 01/19/2021 - Insurance agency providing life & health insurance services. 5. 04/06/2022 - Wealth Enhancement Group, LLC - Investment Related - Insurance Agency - Officer - Start Date: 01/19/2021. 6. 05/06/2022 - Wealth Enhancement Tax & Consulting Services, LLC - Investment Related - Tax Prep/Accounting/CPA - Officer - Start Date - 1/19/2021- Provides tax prep and consulting services.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
February 11, 2021 - September 7, 2023
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
RIA
CRD#: 116407
San Francisco, CA
Past
February 5, 2021 - September 7, 2023
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
BD
CRD#: 130139
PLYMOUTH, MN
Past
January 29, 2021 - October 19, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN FRANCISCO, CA
Past
October 18, 2012 - November 27, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
San Francisco, CA
Past
January 3, 2012 - October 18, 2012
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
PHOENIX, AZ
Past
August 17, 2006 - December 31, 2011
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
San Francisco, CA
Past
February 16, 2001 - November 27, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
RIA
Registered Investment Advisory firm - (12/21/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WE
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
RIA
Registered Investment Advisory firm - (12/21/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
505 N Highway 169 Suite 900, Plymouth, MN 55441
Mailing Address
Phone number
(763) 417-1700
Established
Firm type
Fiscal year end
# of Employees
1,230
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
