AV
Alberto C. Villarreal
VOYA FINANCIAL ADVISORS
San Antonio, TX 78229
Some features on this profile are disabled
CRD#: 4302786
AV
Professional summary
Alberto Carlos Villarreal is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in San Antonio, Texas.
Alberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Alberto has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3803 CARMEN AVE; RANCHO VIEJO; TX; 78575; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/28/2012; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:Villarreal Financial, LLC; Yes; 3803 Carmen Ave; Rancho Viejo; TX; 78575; FINANCIAL SERVICES/DBA; President; 11/20/2019; 200; 5; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS| ALBERTO VILLARREAL - NOTARY POSITION: Notary NATURE: witnesses and certifies the execution of documents to deter fraud and protect the public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/09/2024 ADDRESS: 7551 Callaghan, Suite 100, San Antonio TX 78229, United States DESCRIPTION: Notaries perform notarizations, or notarial acts, to deter fraud and establish that the signer understands the document they're signing and that they're a willing participant in the transaction. There are two primary responsibilities of Notaries: 1) Validate the signer's identity and 2) Confirm the signer's willingness and awareness to sign the document or complete the transaction.
CRS (Client Relationship Summary) - RIA
Click below to view Alberto Carlos Villarreal's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alberto Carlos Villarreal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 7551 Callaghan Rd Ste 100, San Antonio, TX 78229RIA
BD
CRD#: 2882
San Antonio, TX
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 7551 Callaghan Rd Ste 100, San Antonio, TX 78229RIA
BD
CRD#: 2882
San Antonio, TX
Past
February 28, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
RANCHO VIEJO, TX
Past
February 28, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
September 24, 2004 - February 22, 2005
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
October 2, 2003 - September 9, 2004
IFMG SECURITIES, INC.
RIA
CRD#: 14416
BROWNSVILLE, TX
Past
October 2, 2003 - September 9, 2004
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
August 25, 2003 - October 8, 2003
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
SAN ANTONIO, TX
Past
February 14, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
February 14, 2001 - October 8, 2003
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2024)
RR
California(4/24/2023)
RR
Florida(5/23/2022)
RR
Georgia(6/11/2025)
RR
Idaho(4/24/2023)
RR
Iowa(4/24/2023)
RR
Kansas(4/24/2023)
RR
Michigan(8/20/2024)
RR
New Mexico(1/4/2018)
RR
Oklahoma(10/24/2023)
RR
Tennessee(4/24/2023)
RR
Texas(1/3/2011)
IAR
Texas(1/3/2011)
RR
Utah(6/6/2024)
RR
Wisconsin(9/5/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
