AC

Andrew J. Cantrall

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CRD#: 4302380
AC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew J Cantrall, who also goes by Andrew James Cantrall, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2004. Andrew had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrew James Cantrall

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 14, 2013 - April 7, 2015

CONOVER CAPITAL MANAGEMENT

RIA
CRD#: 118393
BELLEVUE, WA
Past

August 27, 2013 - April 7, 2015

CONOVER SECURITIES CORPORATION

BD
CRD#: 17129
BELLEVUE, WA
Past

July 19, 2012 - July 19, 2013

MVP AMERICAN SECURITIES

BD
CRD#: 118286
LAS VEGAS, NV
Past

July 11, 2005 - March 2, 2012

RUSSELL INVESTMENTS

RIA
CRD#: 105734
TACOMA, WA
Past

September 29, 2004 - March 2, 2012

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
SEATTLE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/16/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


CC
CONOVER CAPITAL MANAGEMENT
CONOVER CAPITAL MANAGEMENT | CONOVER CAPITAL MANAGEMENT, LLC

CRD#: 118393 / SEC#: 801-103469

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Contact information


Main Address
155 108th Ave Ne Suite 850, Bellevue, WA 98004
Mailing Address
Po Box 90007, Bellevue, WA 98009
Phone number
(425) 897-7100
Established
Firm type
Fiscal year end
# of Employees
7

Documents


Part 2 Brochures

Regulatory assets under management


Total Number of Accounts334
AUM (Assets Under Management)$ 242,108,286

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CONOVER CAPITAL MANAGEMENT

CRD#: 118393

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