Socrates E. Cruz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Socrates E Cruz was a registered financial professional .
Socrates is a previously registered financial professional and started their career in finance in 2000. Socrates had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2018 - January 23, 2020
AVENIR PRIVATE ADVISORS, LLC
March 15, 2017 - January 3, 2018
HAYDEN ROYAL
April 15, 2011 - April 7, 2017
MORGAN STANLEY
October 1, 2008 - April 20, 2011
J.P. MORGAN SECURITIES LLC
February 2, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 10, 2006 - September 12, 2006
MORGAN STANLEY & CO. LLC
May 1, 2006 - September 12, 2006
MORGAN STANLEY & CO. LLC
November 16, 2000 - April 19, 2006
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
AVENIR PRIVATE ADVISORS, LLC
CRD#: 298064 / SEC#: 801-113824
Contact information
Red Flags
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