Mark Stancil
Professional summary
Mark Stancil, who also goes by Mark Alan Stancil, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Marietta, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stancil's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2019 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #2: 3399 Peachtree Road Ne Suite 1700, Atlanta, GA 30326January 25, 2012 - March 30, 2019
PEACHTREE INVESTMENT ADVISORS, INC.
June 4, 2008 - February 1, 2012
PIEDMONT ASSET MANAGEMENT, LLC
February 28, 2003 - June 3, 2008
NEUBERGER BERMAN BD LLC
February 9, 2001 - June 3, 2008
NEUBERGER BERMAN BD LLC
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/2019)
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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