Adam M. Dawson

CAPSTONE CAPITAL WEALTH ADVISORS

Henderson, NV 89074-7167

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CRD#: 4302052

Professional summary

Adam Moroni Dawson, CFP® is a registered financial advisor currently at CAPSTONE CAPITAL WEALTH ADVISORS located in Henderson, Nevada.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Adam has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Author of two investment-related books titled "Timeless Principles of Financial Security" and "Chasing Chances," which are sold on Amazon and through other bookstores.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Moroni Dawson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 26, 2016 - Present

CAPSTONE CAPITAL WEALTH ADVISORS

Office #1: 2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167

RIA

CRD#: 123764

Henderson, NV

Past

January 5, 2009 - May 20, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

LAS VEGAS, NV

Past

December 23, 2008 - May 20, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

LAS VEGAS, NV

Past

April 16, 2007 - October 1, 2008

FINANCIAL SOLUTIONS INC.

RIA

CRD#: 128631

HENDERSON, NV

Past

April 9, 2007 - December 22, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAS VEGAS, NV

Past

April 9, 2007 - December 22, 2008

LPL FINANCIAL LLC

CRD#: 6413

LAS VEGAS, NV

Past

October 25, 2004 - May 7, 2007

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

LAS VEGAS, NV

Past

September 8, 2004 - May 7, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

LAS VEGAS, NV

Past

September 26, 2001 - September 8, 2004

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Past

December 21, 2000 - June 4, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 21, 2000 - June 4, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE CAPITAL WEALTH ADVISORS

CRD#: 123764 / SEC#: 801-108040

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

California

Registered Investment Advisory firm - (1/7/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(5/26/2016)

IAR

Texas
(9/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2000

General Securities Representative Examination

Current Firm

CAPSTONE CAPITAL WEALTH ADVISORS

CRD#: 123764 / SEC#: 801-108040

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

California

Registered Investment Advisory firm - (1/7/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (12/18/2017 Terminated)

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Contact information

Main Address

2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167

Mailing Address

Phone number

(702) 433-7588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE CAPITAL WEALTH ADVISORS ADV PART 2A AMENDMENT 10.08.25 (10/8/2025)

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 360,484,106

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam M. Dawson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Moroni Dawson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FINANCIAL SOLUTIONS INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SECURITIES MANAGEMENT & RESEARCH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CAPSTONE CAPITAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2001

SIE

Date: 5/20/2016

Series 7

Date: 12/20/2000

Current Firm

CAPSTONE CAPITAL WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE CAPITAL WEALTH ADVISORS

TRUST BUT VERIFY

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