AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SS

Stephen J. Sacher

ALIRA HEALTH TRANSACTION SERVICES
New York, NY 10177
Some features on this profile are disabled
CRD#: 4301997
SS

Professional summary


Stephen Joseph Sacher, who also goes by Stephen J Sacher, is a registered financial professional currently at ALIRA HEALTH TRANSACTION SERVICES, LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 2002. Stephen has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Stephen J Sacher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Stephen Joseph Sacher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 27, 2025 - Present

ALIRA HEALTH TRANSACTION SERVICES, LLC

Office #1: 250 Park Avenue Floor 7, New York, NY 10177
BD
CRD#: 140203
New York, NY
Past

April 3, 2023 - May 13, 2024

GRIMES & COMPANY

RIA
CRD#: 109420
WESTBOROUGH, MA
Past

July 22, 2019 - March 10, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BURLINGTON, MA
Past

March 4, 2019 - March 9, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH
Past

June 26, 2018 - January 14, 2019

WBB SECURITIES, LLC

BD
CRD#: 118440
CRANFORD, NJ
Past

July 2, 2014 - December 21, 2017

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
BOSTON, MA
Past

October 2, 2008 - June 25, 2014

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
BOSTON, MA
Past

January 21, 2004 - September 15, 2008

SOLEIL SECURITIES CORPORATION

BD
CRD#: 124737
BOSTON, MA
Past

July 1, 2002 - January 14, 2004

LEERINK PARTNERS LLC

BD
CRD#: 39011
BOSTON, MA
Past

February 6, 2002 - April 16, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/23/2025)
RR
Connecticut
(5/23/2025)
RR
Florida
(5/23/2025)
RR
Illinois
(5/23/2025)
RR
Massachusetts
(1/27/2025)
RR
New York
(5/23/2025)
RR
North Carolina
(6/2/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/3/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AH
ALIRA HEALTH TRANSACTION SERVICES, LLC
ALIRA HEALTH | KADENWOOD CAPITAL, LLC | JOHNSTON BLAKELY & COMPANY, LLC | CMC TRANSACTION SERVICES, LLC | ALIRA HEALTH TRANSACTION SERVICES. LLC | ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203 / SEC#: , 8-67294

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1 Grant Street, Framingham, MA 01702-6758
Mailing Address
1 Grant Street, Framingham, MA 01702-6758
Phone number
(774) 777-5255
Established
Massachusetts since 02/06/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ALIRA HEALTH BOSTON, LLCOWNER
CUCCIA, GARY JOHNCHIEF FINANCIAL OFFICER1386493
O'KEEFE, JOHN JOSEPHCHIEF COMPLIANCE OFFICER7601882
PASTORE, DANIEL ERICMANAGER3276833

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203New York, NY 10177

TRUST BUT VERIFY

Monitor Stephen Sacher

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics