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Erich Sokolower

CRD# 430197·Registered 1961 - 2025
Previously Registered: Being a previously registered professional could mean that Erich is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erich Sokolower was a registered financial advisor. Erich was a previously registered financial professional and started their career in finance 1961 - 2025. Erich had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15, Series 7, Series 1, Series 53, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

REPEX INVESTMENT MANAGEMENT CO., INC.·CRD# 123647
RIA
Closter, NJ
July 3, 1998 - May 19, 2025
REPEX & CO., INC.·CRD# 10116
BD
Closter, NJ
November 30, 1981 - December 20, 2018
JII SECURITIES INC.·CRD# 406
BD
May 9, 1979 - September 23, 1981
CIBC WORLD MARKETS CORP.·CRD# 630
BD
July 6, 1961 - August 1, 1976

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Current Firm

RI
REPEX INVESTMENT MANAGEMENT CO., INC.

REPEX INVESTMENT MANAGEMENT CO., INC.

CRD#: 123647
Georgia
Registered Investment Advisory firm - Georgia (9/10/2021 Terminated)
Massachusetts
Registered Investment Advisory firm - Massachusetts (7/3/1998 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (3/16/1998 Approved)
New York
Registered Investment Advisory firm - New York (11/25/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (6/24/1998 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

550 Durie Avenue, Closter, NJ 07624-0577

Phone Number

(201) 767-1050

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

59

AUM (Assets Under Management)

$54,600,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REPEX INVESTMENT MANAGEMENT CO., INC SEE SCHEDULE D
(9) REPEX FOREIGN EXCHANGE CORP. (SCHEDULE D)

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Jun 1987

Series 15 — Foreign Currency Options Examination

Passed May 1987

Series 7 — General Securities Representative Examination

Passed May 1979About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jul 1961

Series 53 — Municipal Securities Principal Examination

Passed Nov 1988About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1985About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1981About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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