RR
Robert D. Robinette
PFS INVESTMENTS
Aurora, CO 80016
Some features on this profile are disabled
CRD#: 4301840
RR
Professional summary
Robert Dawn Robinette, who also goes by Kiley Dawn Robinette, Kiley Robinette, Robert Robinette, is a registered financial advisor currently at PFS INVESTMENTS INC. located in Aurora, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kiley Dawn Robinette | Kiley Robinette | Robert Robinette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Rental Property, yes investment related, 682 n 34th street, Springfield OR 97478, Rental Home, owner/landlord, 06/01/2005-present; 0 hours/month (0 during securities market hours), paying mortgage and repairs when, needed. 8150 Financial, LLC, Investment Related,7716 E Oakwood Ln, Auror, Co, 800163, Primerica Business Purposes, Owner, 8/10/2018 To Present, 160 Hours Per Month, (140 Hours During Securities Trading Hours), Legal Entity Formed Solely for Primerica Business Purposes. Primerica Financial Services/Robert Robinette, Investment Related, 445 Union Blvd, Ste 104, Lakewood, CO , Primerica Business Purposes, Sole Owner, 03/10/2021 to Present, 160 Hours Per Month, (140 Hours During Securities Trading Hours), Legal Entity Registered in Montana, Formed Solely for Primerica Business Purposes. Robert D Robinette LLC, Investment Related, Lakewood, 17716 E. Oakwood Lane, Aurora, CO 80016-312.0, Primerica Business Purposes, Sole Owner, 1099, 07/22/2021 to Present, 160 Hours Per Month, (140 Hours During Securities Trading Hours), Legal Entity Registered in Colorado, Formed Solely for Primerica Business Purposes.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Dawn Robinette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Dawn Robinette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2019 - Present
PFS INVESTMENTS INC.
Office #1: 6105 S Main St Suite 200-a, Aurora, CO 80016RIA
BD
CRD#: 10111
Aurora, CO
Current
November 2, 2017 - Present
PFS INVESTMENTS INC.
Office #1: 6105 S Main St Suite 200-a, Aurora, CO 80016RIA
BD
CRD#: 10111
Aurora, CO
Past
April 29, 2014 - March 11, 2016
AUGUSTAR DISTRIBUTORS, INC.
BD
CRD#: 41081
CINCINNATI, OH
Past
January 2, 2013 - August 27, 2013
MML DISTRIBUTORS, LLC
BD
CRD#: 38030
SPRINGFIELD, MA
Past
July 7, 2010 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
BD
CRD#: 37819
HARTFORD, CT
Past
February 27, 2007 - February 26, 2009
ADP BROKER-DEALER, INC.
BD
CRD#: 37693
ROSELAND, NJ
Past
April 27, 2004 - April 26, 2006
NORTHEAST ASSET MANAGEMENT LLC
RIA
CRD#: 117567
DENVER , CO
Past
January 21, 2004 - February 2, 2006
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
May 8, 2003 - January 23, 2004
LLOYD, SCOTT & VALENTI, LTD.
BD
CRD#: 23640
AUSTIN, TX
Past
November 17, 2000 - May 13, 2003
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/5/2025)
RR
Colorado(11/2/2017)
IAR
Colorado(10/21/2019)
RR
Florida(1/12/2021)
RR
Georgia(9/9/2020)
RR
Idaho(5/13/2020)
RR
Indiana(6/5/2025)
RR
Minnesota(12/19/2023)
RR
Missouri(10/3/2022)
RR
New Jersey(9/25/2023)
RR
New York(7/28/2022)
RR
North Carolina(2/8/2023)
RR
Ohio(7/28/2022)
RR
Oklahoma(7/23/2020)
RR
South Carolina(4/5/2022)
RR
Tennessee(7/21/2023)
RR
Texas(4/14/2021)
IAR
Texas(8/7/2023)
RR
Utah(1/12/2021)
RR
Virginia(1/11/2022)
RR
Wisconsin(3/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PFS INVESTMENTS INC.
BLUE MOUNTAIN FINANCIAL GROUP | TORCHLIGHT FINANCIAL GROUP | SWOPE FINANCIAL PARTNERS | SHEPPARD FINANCIAL GROUP | PRIMEVISION FINANCIAL GROUP | PRIMERICA ADVISORS | PFS INVESTMENTS INC. | NEWMAN FINANCIAL GROUP | LOE FINANICAL GROUP | LASHNER FINANCIAL GROUP | LANDMARK FINANCIAL GROUP | KELLER FINANCIAL ASSOCIATES | FIRST AMERICAN NATIONAL SECURITIES, INC. | E.H.R. FINANCIAL GROUP | DRAKE FINANCIAL GROUP | DIEHL FINANCIAL GROUP | DEEVERS AND SONS | CMJ FINANCIAL GROUP | CASTLEROCK FINANCIAL GROUP | BOHANNAN FINANCIAL
CRD#: 10111 / SEC#: 801-72263, 8-26486
RIA
Registered Investment Advisory firm - SEC (5/6/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1 Primerica Parkway, Duluth, GA 30099-0001
Mailing Address
1 Primerica Parkway, Duluth, GA 30099-0001
Phone number
(770) 381-1000
Established
Georgia since 07/07/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,762
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRIMERICA FINANCE CORPORATION | DIRECT OWNER | |
| COLEY, DASIA DEBORAH | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 6760291 |
| JENDUSA, NICHOLAS ADAM | EXECUTIVE VICE PRESIDENT | 6037365 |
| LESUTIS, MICHAEL | SENIOR VICE PRESIDENT & CHIEF COUNSEL | 4751250 |
| MILLER, DEBORAH LYNN | EXECUTIVE VICE PRESIDENT | 3036949 |
| NEMETZ, WILLIAM JAMES | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 4589878 |
| REGARD, PAUL ETIENNE | PRESIDENT, DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2448671 |
| RIVET, LORI ALLISON | EXECUTIVE VICE PRESIDENT | 4496273 |
| SUKIN, KAREN LYNN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 6292138 |
| WEIGLE, BRIAN STEVEN | DIRECTOR AND EXECUTIVE VICE PRESIDENT | 4131816 |
| WELLS, MICHAEL KURT | EXECUTIVE VICE PRESIDENT & TREASURER | 5999501 |
| WOODRING, DANIEL AARON | EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4028705 |
Regulatory assets under management
| Total Number of Accounts | 70,434 |
| AUM (Assets Under Management) | $ 11,156,017,804 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 2 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
