Douglas K. Foster
Professional summary
Douglas Kilday Foster, AIF® is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Erda, Utah.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2001. Douglas has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Kilday Foster's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2025 - Present
TRUSTMONT FINANCIAL GROUP, INC.
August 24, 2011 - May 20, 2025
PARKLAND SECURITIES, LLC
August 2, 2010 - August 31, 2011
GWN SECURITIES INC.
December 4, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
October 7, 2003 - December 4, 2006
STUART SECURITIES CORP.
January 22, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
January 22, 2001 - September 26, 2003
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2025)
(5/21/2025)
(5/20/2025)
Exams
FINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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