Kelly S. Pedersen
CAISSA WEALTH STRATEGIES
Bloomington, MN 55439
Some features on this profile are disabled
CRD#: 4301810
Professional summary
Kelly Sue Olson Pedersen, CFP®, who also goes by Kelly S. Olson, Kelly Sue Olson, is a registered financial advisor currently at CAISSA WEALTH STRATEGIES located in Bloomington, Minnesota.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kelly has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Biography
Kelly is a farm girl from NW Iowa with 2 sisters, an avid Chicago Bears fan, her last trip was to Spain, she has participated in 27 triathlons but never mastered any, loves golf but hasn’t mastered that either, enjoys jogging (she used to run), and loves spending time in Lake Okoboji with her husband, Bob and sons, Dillon and Tommy.
Question & Answer
What are your service offerings?
Inheritance
Insurance Planning
Social Security Planning
Education Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Divorce Planning
Retirement Income Management
Estate Planning
Life Transitions
Do you have an area of expertise or specialization?
Corporate Executives
Divorce Planning
Medical Professionals
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Kelly S. Olson | Kelly Sue Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CRESCENT COVE INVESTMENT COMMITTEE; INVESTMENT RELATED; MINNEAPOLIS, MN; NON PROFIT ORGANIZATION; BOARD MEMBER; JULY 2024; LESS THAN 1 HOUR PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ADVISE ON INVESTMENTS FOR THE NON PROFIT.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Sue Olson Pedersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
December 11, 2013 - Present
CAISSA WEALTH STRATEGIES
Office #1: 7825 Washington Ave S. Suite 725, Bloomington, MN 55439RIA
CRD#: 150458
Bloomington, MN
Past
February 10, 2009 - July 14, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
MINNEAPOLIS, MN
Past
February 6, 2009 - July 14, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
MINNEAPOLIS, MN
Past
January 26, 2007 - February 24, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WAYZATA, MN
Past
September 13, 2002 - January 22, 2007
BAKER TILLY CAPITAL, LLC
BD
CRD#: 115333
MADISON, WI
Past
December 13, 2000 - September 4, 2001
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES | NAME1008 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES | KP FINANCIAL MANAGEMENT DBA CHANNEL FINANCIAL WEALTH, LLC | KP FINANCIAL MANAGEMENT DBA CAISSA WEALTH STRATEGIES | CHANNEL FINANCIAL WEALTH LLC
CRD#: 150458 / SEC#: 801-114229
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)Minnesota
Registered Investment Advisory firm - (11/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/11/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
CAISSA WEALTH STRATEGIES
CAISSA WEALTH STRATEGIES | NAME1008 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES | KP FINANCIAL MANAGEMENT DBA CHANNEL FINANCIAL WEALTH, LLC | KP FINANCIAL MANAGEMENT DBA CAISSA WEALTH STRATEGIES | CHANNEL FINANCIAL WEALTH LLC
CRD#: 150458 / SEC#: 801-114229
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)Minnesota
Registered Investment Advisory firm - (11/6/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7825 Washington Ave S. Suite 725, Bloomington, MN 55439
Mailing Address
Phone number
(612) 426-6007
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 593 |
| AUM (Assets Under Management) | $ 286,298,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/22/2025 | ||
| 10/29/2024 | ||
| 10/28/2024 | ||
| 01/17/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
