Christopher P. Harrison
Professional summary
Christopher Peter Harrison, who also goes by Chris Harrison, Christopher P Harrison, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Peter Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2017 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 100 Walnut Avenue, Suite 505, Clark, NJ 07066October 18, 2016 - September 12, 2017
AEGIS CAPITAL CORP.
July 11, 2016 - October 19, 2016
C. L. KING & ASSOCIATES, INC.
January 3, 2014 - May 24, 2016
NEEDHAM & COMPANY, LLC
November 4, 2013 - November 15, 2013
MAXIM GROUP LLC
May 24, 2004 - October 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2000 - October 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/27/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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