Jeffrey D. Leclair

ALLIANCEBERNSTEIN L.P.

Boston, MA 02109

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CRD#: 4301589

Professional summary

Jeffrey D Leclair is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Boston, Massachusetts and SANFORD C. BERNSTEIN & CO., LLC located in Boston, Massachusetts.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Scent of Africa, not investment related, Board Member, Scents of Africa is a small retailer that sells candles and perfumes. I was introduced to the owner, Adeola Paul-Inyang, who was sent to the US through the United States State Department's International Visitor Leadership Program, a premier professional exchange program, designed to build mutual understanding between the US and other nations through carefully designed short term visits to the US for current and emerging foreign leaders. I have been asked to join a board of advisors to provide general business management guidance as it relates to marketing and helping to advise scaling operations. I will not perform any investment related roles/advice. 2 hours per month - started 2/13/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey D Leclair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2023 - Present

ALLIANCEBERNSTEIN L.P.

Office #1: 53 State Street, Suite 3801, Boston, MA 02109

RIA

CRD#: 108477

Boston, MA

Current

August 11, 2023 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 53 State Street Suite 3801, Boston, MA 02109

RIA

CRD#: 104474

Boston, MA

Past

March 7, 2022 - June 1, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Boston, MA

Past

June 28, 2017 - March 7, 2022

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

August 26, 2013 - July 5, 2017

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Boston, MA

Past

August 2, 2006 - August 26, 2013

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

BOSTON, MA

Past

August 29, 2003 - August 4, 2006

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHELMSFORD, MA

Past

June 12, 2003 - August 4, 2006

A. G. EDWARDS & SONS, INC.

CRD#: 4

CHELMSFORD, MA

Past

February 1, 2001 - March 31, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/17/2025)

Florida
(7/1/2024)

Massachusetts
(8/11/2023)

IAR

Massachusetts
(12/12/2023)

New Hampshire
(7/1/2024)

New York
(3/12/2024)

Oregon
(7/17/2025)

Rhode Island
(7/1/2024)

Vermont
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/23/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/11/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/31/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

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Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

Phone number

(615) 622-0000

Established

Firm type

Fiscal year end

# of Employees

3,994

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)

INSTITUTIONAL FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	68,593
AUM (Assets Under Management)	$ 709,162,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Leclair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey D Leclair's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

FORESIDE FUND SERVICES, LLC

RAFFERTY CAPITAL MARKETS, LLC

FORESIDE FUND SERVICES, LLC

RAFFERTY CAPITAL MARKETS, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

ALLIANCEBERNSTEIN L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2023

Series 66

Date: 6/23/2003

Series 63

Date: 12/6/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/11/2003

Series 6

Date: 1/31/2001

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLIANCEBERNSTEIN L.P.

TRUST BUT VERIFY

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