Charles E. Amos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Amos was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2013 - December 31, 2016
AMOS FINANCIAL & RETIREMENT PLANNING GROUP, LLC
December 1, 2006 - March 28, 2013
QUESTAR CAPITAL CORPORATION
July 13, 2006 - March 28, 2013
QUESTAR ASSET MANAGEMENT, INC.
May 19, 2005 - July 24, 2006
USALLIANZ SECURITIES, INC.
May 19, 2005 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 2, 2004 - May 20, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 27, 2004 - May 20, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 9, 2001 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
March 9, 2001 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
December 7, 2000 - April 2, 2001
IDS LIFE INSURANCE COMPANY
December 7, 2000 - April 2, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMOS FINANCIAL & RETIREMENT PLANNING GROUP, LLC
CRD#: 166934 / SEC#:
Contact information
Red Flags
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