Patricia L. Fenoglio

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CRD#: 4301303

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Lee Fenoglio, who also goes by Patricia Lee Polguy, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 2001. Patricia had worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Lee Polguy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 27, 2006 - August 10, 2010

DEMMING FINANCIAL SERVICES CORP.

RIA

CRD#: 120106

AURORA, OH

Past

January 21, 2004 - December 3, 2012

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

SOLON, OH

Past

March 5, 2001 - December 3, 2012

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

SOLON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/2010

General Securities Principal Examination

Current Firm

DEMMING FINANCIAL SERVICES CORP.

CRD#: 120106 / SEC#: 801-69410

RIA

Registered Investment Advisory firm - (7/23/2008 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2008 Terminated)

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Contact information

Main Address

13 New Hudson Road, Aurora, OH 44202

Mailing Address

Phone number

(330) 562-2122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	3,228
AUM (Assets Under Management)	$ 675,718,034

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Patricia L. Fenoglio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DEMMING FINANCIAL SERVICES CORP.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

DEMMING FINANCIAL SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/16/2003

Series 7

Date: 3/2/2001

Series 24

Date: 5/17/2010

Current Firm

DEMMING FINANCIAL SERVICES CORP.

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEMMING FINANCIAL SERVICES CORP.

TRUST BUT VERIFY

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