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GN

Geoffrey W. Nehrenz

Some features on this profile are disabled
CRD#: 4301019
GN

Professional summary

Geoffrey William Nehrenz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Geoffrey is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Geoffrey had worked at 9 firms, which includes OCEAN VIEW CAPITAL LLC, KEYSTONE CAPITAL MANAGEMENT LLC, MID ATLANTIC FINANCIAL MANAGEMENT INC., NEWEDGE SECURITIES LLC, VALMARK SECURITIES INC., SEQUOIA FINANCIAL GROUP L.L.C., CBIZ FINANCIAL SOLUTIONS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Geoff W Nehrenz | Geoffrey W Nehrenz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 13, 2011 - May 12, 2011

OCEAN VIEW CAPITAL, LLC

BD
CRD#: 148616
RANCHO SANTA FE, CA
Past

May 12, 2009 - December 31, 2010

KEYSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 150285
UNIONTOWN, OH
Past

March 12, 2009 - May 1, 2009

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA
CRD#: 109771
UNIONTOWN, OH
Past

March 11, 2009 - May 1, 2009

NEWEDGE SECURITIES, LLC

BD
CRD#: 10674
PITTSBURGH, PA
Past

January 28, 2008 - September 12, 2008

VALMARK SECURITIES, INC.

BD
CRD#: 31243
AKRON, OH
Past

December 5, 2007 - September 16, 2008

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA
CRD#: 117756
AKRON, OH
Past

May 30, 2007 - December 6, 2007

CBIZ FINANCIAL SOLUTIONS, INC.

RIA
CRD#: 16678
CLEVELAND, OH
Past

May 29, 2007 - December 6, 2007

CBIZ FINANCIAL SOLUTIONS, INC.

BD
CRD#: 16678
CLEVELAND, OH
Past

September 20, 2005 - August 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
AKRON, OH
Past

September 16, 2005 - August 3, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
AKRON, OH
Past

May 9, 2005 - October 6, 2005

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
AKRON, OH
Past

April 19, 2005 - October 6, 2005

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/18/2005
General Securities Representative Examination

Current Firm

OV
OCEAN VIEW CAPITAL, LLC
OCEAN VIEW CAPITAL, LLC | OCEANVIEW CAPITAL, LLC

CRD#: 148616 / SEC#: , 8-68045

BD
Terminated by SEC on 12/27/2011
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/05/2008
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INDIGO INVESTMENT GROUP INCMEMBER
HYATT, LISA RENEMANAGING PARTNER & CEO4586164
CARSON, WILLIAM HUGHFINOP722967
KATSAFAROS, GUS PETERCOO2552810
LARSON, ROBERT JEROMEDIRECTOR OF COMPLIANCE & CCO1565322

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN VIEW CAPITAL, LLC

CRD#: 148616

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