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Geoffrey William Nehrenz

CRD# 4301019·Registered 2005 - 2011
Barred: Geoffrey William Nehrenz was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Geoffrey William Nehrenz, who also goes by Geoff W Nehrenz, Geoffrey W Nehrenz, was a registered financial advisor. Geoffrey was a previously registered financial advisor and started their career in finance 2005 - 2011. Geoffrey had worked at 9 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Geoff W Nehrenz, Geoffrey W Nehrenz

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

OCEAN VIEW CAPITAL, LLC·CRD# 148616
BD
Rancho Santa Fe, CA
April 13, 2011 - May 12, 2011
KEYSTONE CAPITAL MANAGEMENT LLC·CRD# 150285
RIA
Uniontown, OH
May 12, 2009 - December 31, 2010
MID ATLANTIC FINANCIAL MANAGEMENT, INC.·CRD# 109771
RIA
Uniontown, OH
March 12, 2009 - May 1, 2009
NEWEDGE SECURITIES, LLC·CRD# 10674
BD
Pittsburgh, PA
March 11, 2009 - May 1, 2009
VALMARK SECURITIES, INC.·CRD# 31243
BD
Akron, OH
January 28, 2008 - September 12, 2008
SEQUOIA FINANCIAL GROUP, L.L.C.·CRD# 117756
RIA
Akron, OH
December 5, 2007 - September 16, 2008
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
RIA
Cleveland, OH
May 30, 2007 - December 6, 2007
CBIZ FINANCIAL SOLUTIONS, INC.·CRD# 16678
BD
Cleveland, OH
May 29, 2007 - December 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Akron, OH
September 20, 2005 - August 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Akron, OH
September 16, 2005 - August 3, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Akron, OH
May 9, 2005 - October 6, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 19, 2005 - October 6, 2005

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Current Firm

OV
OCEAN VIEW CAPITAL, LLC

OCEAN VIEW CAPITAL, LLC | OCEANVIEW CAPITAL, LLC

CRD#: 148616 / SEC#: 8-68045
BD
Terminated by SEC on 12/27/2011

Contact Information

Established

Delaware since 05/05/2008

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INDIGO INVESTMENT GROUP INCMEMBER—
HYATT, LISA RENEMANAGING PARTNER & CEO4586164
CARSON, WILLIAM HUGHFINOP722967
KATSAFAROS, GUS PETERCOO2552810
LARSON, ROBERT JEROMEDIRECTOR OF COMPLIANCE & CCO1565322

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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