David W. Soelter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Washburn Soelter was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 2 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1971 - December 24, 1985
UNITED FIDELITY INVESTMENTS, INC.
April 25, 1969 - November 11, 1971
MERCANTILE SECURITIES INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 3/20/1969
General Securities Principal ExaminationCurrent Firm
UNITED FIDELITY INVESTMENTS, INC.
CRD#: 3637 / SEC#: , 8-14050
Contact information
Documents
Red Flags
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