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Robert C Scarborough

SPIREPOINT PRIVATE CLIENT
PALM BEACH GARDENS, FL
·CRD# 4300571·25 years experience

Professional Summary

Robert C Scarborough is a registered financial advisor currently at SPIREPOINT PRIVATE CLIENT, LLC located in Palm Beach Gardens, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Palm Beach Gardens, Florida. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

SPIREPOINT PRIVATE CLIENT, LLC·CRD# 327350
RIA
3825 Pga Blvd 8th And 9th Floor, Palm Beach Gardens, FL 33410
September 9, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
1. Divosta Towers South 3825 Pga Blvd; Suite 1005, Palm Beach Gardens, FL 334102. 80 State Street, Albany, NY 12207
August 29, 2025 - Present
MORGAN STANLEY·CRD# 149777
RIA
West Palm Beach, FL
March 13, 2015 - September 3, 2025
MORGAN STANLEY·CRD# 149777
BD
West Palm Beach, FL
March 13, 2015 - September 3, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Palm Beach, FL
May 7, 2001 - March 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Palm Beach, FL
May 4, 2001 - March 17, 2015

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Current Firm

SP
SPIREPOINT PRIVATE CLIENT, LLC

SPIREPOINT PRIVATE CLIENT | THELG, LLC | SPIREPOINT PRIVATE CLIENT, LLC

CRD#: 327350 / SEC#: 801-128336
RIA
Registered Investment Advisory firm - SEC (7/14/2023 Approved)

Contact Information

Main Address

830 Azalea Lane, Vero Beach, FL 32963

Phone Number

(772) 316-1271

# of Employees

10

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,376

AUM (Assets Under Management)

$1,440,036,577

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SpirePoint Private Client. Investment Related. At Registered Location. RIA. IAR. 7/2025. 160. 130. Service Clients. 2.) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. 8/2025. 10. 10. Provide insurance advice based on the needs of client(s). 3.) Palm Beach Island Cats. Non-Investment Related. PO Box 173 Palm Beach FL, 33480. Not for Profit/ Board of Directors. Board Member/ Vice President. 1/2014. 2. 0. Fundraising, making decisions on the care of the animals, social media for the group. 4) Palm Beach Opera. Non-Investment Related. 425 24th St West Palm Beach FL, 33407. Opera. Supernumerary. 1/05/2026. 1. 0. Perform in Operas at the Kravis Center with the Palm Beach Opera.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPIREPOINT PRIVATE CLIENT, LLC

SPIREPOINT PRIVATE CLIENT | THELG, LLC | SPIREPOINT PRIVATE CLIENT, LLC

CRD#: 327350 / SEC#: 801-128336
RIA
Registered Investment Advisory firm - SEC (7/14/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/29/2025)
RR
Connecticut
(8/29/2025)
RR
Florida
(9/3/2025)
IAR
Florida
(9/9/2025)
RR
Louisiana
(8/29/2025)
RR
Missouri
(1/5/2026)
RR
New Jersey
(9/4/2025)
RR
New York
(8/29/2025)
RR
North Carolina
(8/29/2025)
RR
Oregon
(8/29/2025)
RR
Tennessee
(8/29/2025)
RR
Texas
(8/29/2025)
RR
Vermont
(8/29/2025)
RR
Washington
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert C Scarborough's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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