PM
Paul A. Matheson
GALLAGHER FIDUCIARY ADVISORS
Wakefield, MA 01880
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CRD#: 4300482
PM
Professional summary
Paul Asbjoin Matheson IV, CFP®, who also goes by Paul Asbjoin Matheson, Paul A Matheson, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Wakefield, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Asbjoin Matheson | Paul A Matheson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Compass Point Retirement Planning, Inc;investment related;500 Edgewater Drive,Suite 565,Wakefield,MA 01880;s-corp;client services representative;5/21/2017;128 hrs/month;128 hrs during trading;registered admin assistant for dba Compass Point Retirement Planning, Inc 2)Notary;investment related;500 Edgewater Drive,Suite 565,Wakefield,MA 01880;notary;notary;11/01/2017;2 hrs/month;2 hrs during trading;notary 3)f3 Logic,LLC;investment related;500 Edgewater Drive,Suite 565,Wakefield,MA 01880;llc;client services representative;11/07/2017;30 hrs/month;30 hrs during trading;registered admin of f3 Logic,LLC 4)Gallagher Fiduciary Advisors;investment related;2850 Golf Road,Rolling Meadows,IL 60008;llc;non-producing registered admin;6/19/2023;140 hrs/month;112 hrs during trading;work with clients and manage client accounts
CRS (Client Relationship Summary) - RIA
Click below to view Paul Asbjoin Matheson IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 26, 2023 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 500 Edgewater Drive, #565, Wakefield, MA 01880RIA
CRD#: 146509
Wakefield, MA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 500 Edgewater Drive Suite 565, Wakefield, MA 01880RIA
BD
CRD#: 23131
Wakefield, MA
Past
July 19, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Wakefield, MA
Past
November 2, 2017 - July 14, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Wakefield, MA
Past
June 14, 2017 - November 10, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
WAKEFIELD, MA
Past
November 15, 2016 - February 2, 2017
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
February 7, 2007 - February 2, 2017
SCOTTRADE, INC.
BD
CRD#: 8206
PEABODY, MA
Past
March 2, 2006 - January 16, 2007
CANACCORD GENUITY LLC
BD
CRD#: 1020
BOSTON, MA
Past
March 7, 2005 - February 27, 2006
WINSLOW, EVANS & CROCKER, INC.
RIA
CRD#: 29686
BOSTON, MA
Past
January 2, 2004 - February 27, 2006
WINSLOW, EVANS & CROCKER, INC.
BD
CRD#: 29686
BOSTON, MA
Past
July 28, 2003 - October 28, 2003
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
November 14, 2002 - October 21, 2003
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/26/2024)
RR
Florida(8/23/2024)
RR
Illinois(8/23/2024)
RR
Indiana(8/23/2024)
RR
Maine(8/23/2024)
IAR
Massachusetts(7/26/2023)
RR
Massachusetts(8/23/2024)
RR
Michigan(9/26/2024)
RR
Minnesota(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New York(6/4/2025)
RR
Rhode Island(8/23/2024)
RR
Texas(8/23/2024)
RR
Vermont(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Wakefield, MA 01880TRUST BUT VERIFY
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