Mark E. Jennings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edward Jennings JR, who also goes by Mark Edward Jennings, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2013. Mark had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2019 - January 29, 2024
VCP APEX (US)
January 19, 2017 - July 26, 2019
WILMINGTON CAPITAL SECURITIES, LLC
January 17, 2017 - July 26, 2019
WILMINGTON CAPITAL SECURITIES, LLC
December 4, 2013 - January 23, 2017
MORGAN STANLEY
November 18, 2013 - January 23, 2017
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
VCP APEX (US)
CRD#: 169090 / SEC#: , 8-69347
Contact information
Documents
Red Flags
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