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Erik D. Skyba

CRD# 4299945·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Erik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erik D. Skyba, who also goes by Erik D. Skyba, was a registered financial advisor. Erik was a previously registered financial professional and started their career in finance 2000 - 2013. Erik had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erik D. Skyba

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Plantation, FL
July 15, 2009 - January 10, 2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C.·CRD# 43238
BD
Englewood, NJ
June 4, 2008 - April 9, 2009
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
August 30, 2007 - March 7, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Edison, NJ
August 7, 2003 - September 10, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Edison, NJ
August 7, 2003 - September 10, 2007
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Morristown, NJ
June 24, 2002 - June 6, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 6, 2002 - June 6, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
November 20, 2000 - August 24, 2001

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
VESPE, CHRISTOPHER JAMESINTERIM CHIEF COMPLIANCE OFFICER5205586

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 2009About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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