Erik D. Skyba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik D. Skyba, who also goes by Erik D. Skyba, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 2000. Erik had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2009 - January 10, 2013
TRADESTATION SECURITIES, INC.
June 4, 2008 - April 9, 2009
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
August 30, 2007 - March 7, 2008
G-2 TRADING,LLC
August 7, 2003 - September 10, 2007
UBS FINANCIAL SERVICES INC.
August 7, 2003 - September 10, 2007
UBS FINANCIAL SERVICES INC.
June 24, 2002 - June 6, 2003
MORGAN STANLEY DW INC.
May 6, 2002 - June 6, 2003
MORGAN STANLEY DW INC.
November 20, 2000 - August 24, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRADESTATION SECURITIES, INC.
CRD#: 39473 / SEC#: , 8-48711
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADESTATION GROUP, INC. | OWNER - PARENT CORPORATION | |
| BOLEK, JOHN MITCHELL | PRINCIPAL OPERATIONS OFFICER | 2363046 |
| KOROTKIY, PETER | PRESIDENT & CHIEF OPERATING OFFICER | 2706102 |
| MORMILE-WOLPER, MYRA CHRISTINE | GENERAL COUNSEL AND ASSISTANT SECRETARY | 6753154 |
| ROJEK, JAMES H | CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER | 3096214 |
| WALTON, HERBERT | CHIEF COMPLIANCE OFFICER | 4030847 |
Disclosures
| Regulatory Event | 28 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
