Alexander R. Perez
Professional summary
Alexander Robert Perez, who also goes by Alexander Perez, is a registered financial professional currently at THE GROWTH STAGE INC. located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2006. Alexander has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Robert Perez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2024 - Present
THE GROWTH STAGE INC.
Office #1: 1460 Broadway Suite 8031, New York, NY 10036May 12, 2021 - December 9, 2022
SC LOWY FINANCIAL (US) LLC
February 28, 2019 - August 19, 2021
BLAYLOCK VAN, LLC
August 17, 2018 - April 17, 2019
MARCO POLO SECURITIES LLC
September 21, 2015 - January 17, 2017
J.P. MORGAN SECURITIES LLC
July 30, 2012 - August 7, 2015
JEFFERIES LLC
October 7, 2008 - March 27, 2012
MACQUARIE CAPITAL (USA) INC.
May 1, 2007 - June 6, 2008
LEHMAN BROTHERS INC.
January 9, 2006 - April 26, 2007
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2024)
(10/22/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
THE GROWTH STAGE INC.
CRD#: 306193 / SEC#: , 8-70467
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.