AP

Alexander R. Perez

THE GROWTH STAGE
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 4299807
AP

Professional summary


Alexander Robert Perez, who also goes by Alexander Perez, is a registered financial professional currently at THE GROWTH STAGE INC. located in New York, New York.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2006. Alexander has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexander Perez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Alexander Robert Perez's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 21, 2024 - Present

THE GROWTH STAGE INC.

Office #1: 1460 Broadway Suite 8031, New York, NY 10036
BD
CRD#: 306193
NEW YORK, NY
Past

May 12, 2021 - December 9, 2022

SC LOWY FINANCIAL (US) LLC

BD
CRD#: 305918
NEW YORK CITY, NY
Past

February 28, 2019 - August 19, 2021

BLAYLOCK VAN, LLC

BD
CRD#: 145317
NEW YORK, NY
Past

August 17, 2018 - April 17, 2019

MARCO POLO SECURITIES LLC

BD
CRD#: 46561
NEW YORK, NY
Past

September 21, 2015 - January 17, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

July 30, 2012 - August 7, 2015

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

October 7, 2008 - March 27, 2012

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

May 1, 2007 - June 6, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 9, 2006 - April 26, 2007

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/28/2024)
RR
Texas
(10/22/2024)

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TG
THE GROWTH STAGE INC.
THE GROWTH STAGE INC.

CRD#: 306193 / SEC#: , 8-70467

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1460 Broadway Suite 8031, New York, NY 10036
Mailing Address
1460 Broadway Suite 8031, New York, NY 10036
Phone number
(469) 634-7764
Established
Delaware since 09/30/2019
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
THE GROWTH STAGE LTDPARENT
ACTON, ANDREW SIMONMEMBER OF BOARD OF DIRECTORS7200911
AMSTER, DAVID JEFFREYCCO2315254
BUNN, GREGORYPRESIDENT4024360
RYAN, KIMBERLY ANNFINOP4316310
STEWART, SIMON GRAHAME JOHNMEMBER OF BOARD OF DIRECTORS7209978

Red Flags


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Company Information


THE GROWTH STAGE INC.

CRD#: 306193New York, NY 10036

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