Andrew C Rabas
Professional Summary
Andrew C Rabas, who also goes by Andrew Christopher Rabas, Andrew C Rabas, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Cincinnati, Ohio. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Christopher Rabas, Andrew C Rabas
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT
Contact Information
Main Address
10 Hudson Yards, New York, NY 10001Mailing Address
10 Hudson Yards, New York, NY 10001Phone Number
+1 (888) 600-4667Established
Delaware since 08/20/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
2,073SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | — |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| MAHER, CARLY PRITCHARD | ELECTED MEMBER & HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
| VECCHI, MEG R | ELECTED MEMBER | 4769594 |
Regulatory Assets Under Management
Total Number of Accounts
82,118AUM (Assets Under Management)
$19,575,765,851Disclosures
Regulatory Event
20Arbitration
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | Cover Page | Report |
| 01/22/2025 | Cover Page | Report |
| 11/15/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT
State Registrations and Notice Filings
(2/21/2018)
(2/21/2018)
(2/21/2018)
(2/19/2026)
(2/21/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2001About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 2001About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Andrew C Rabas's CRS (Customer Relationship Summary).
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